CASE OF PALADI v. MOLDOVA

Peticija Nr. 39806/05 · Priimta 2009-03-10 · ECLI:CE:ECHR:2009:0310JUD003980605 · Kalbos: EN · EN · FR

Peticija Nr.
39806/05
Priimta
2009-03-10
Valstybė atsakovė
MDA
Išvada
Violation of Art. 3;Violation of Art. 5-1;Violation of Art. 34;Pecuniary and non-pecuniary damage - award
Konvencijos straipsniai
3, 5, 5-1, 34, 41
Originalas
HUDOC ↗
PirmininkasJean-Paul CostaTeisėjasPeer LorenzenTeisėjasFrançoise TulkensTeisėjasKarel JungwiertTeisėjasElisabet Fura-SandströmTeisėjasEgbert MyjerTeisėjasSverre Erik JebensTeisėjasJán ŠikutaTeisėjasIneta ZiemeleTeisėjasMark VilligerTeisėjasGiorgio MalinverniTeisėjasLuis López GuerraTeisėjasAndrás SajóTeisėjasMirjana Lazarova TrajkovskaTeisėjasNona TsotsoriaTeisėjasIşıl KarakaşTeisėjasMihai PoalelungiTeisėjasVincent BergerTeisėjasJurisconsult
Santrauka
Rengiama…

GRAND CHAMBER

CASE OF PALADI v. MOLDOVA

(Application no. 39806/05)

JUDGMENT

STRASBOURG

10 March 2009

This judgment is final but may be subject to editorial revision.

In the case of Paladi v. Moldova,

The European Court of Human Rights, sitting as a Grand Chamber composed of:

Jean-Paul Costa, President,

Peer Lorenzen,

Françoise Tulkens,

Karel Jungwiert,

Elisabet Fura-Sandström,

Egbert Myjer,

Sverre Erik Jebens,

Ján Šikuta,

Ineta Ziemele,

Mark Villiger,

Giorgio Malinverni,

Luis López Guerra,

András Sajó,

Mirjana Lazarova Trajkovska,

Nona Tsotsoria,

Işıl Karakaş,

Mihai Poalelungi, judges,

and Vincent Berger, Jurisconsult,

Having deliberated in private on 14 May 2008 and on 28 January 2009,

Delivers the following judgment, which was adopted on the last‑mentioned date:

PROCEDURE

There appeared before the Court:

(a) for the Government Mr V. Grosu, Agent,

Mrs L. Grimalschi,

Mrs R. Secrieru, Counsel;

(b) for the applicant Mr G. Ulianovschi, Counsel,

Mr N. Paladi, Adviser.

The Court heard addresses by Mr Grosu and Mr Ulianovschi, as well as their answers to questions put by the Court.

THE FACTS

I. THE CIRCUMSTANCES OF THE CASE

A. The proceedings against the applicant

“[The applicant] is dangerous to society. If released he may reoffend, destroy evidence or abscond from the law-enforcement authorities, obstruct the normal course of the investigation or the taking of evidence and influence evidence and witnesses.”

On 4 October 2004 the Chişinău Court of Appeal upheld that decision. Judge M.B. dissented, finding no reason to detain the applicant as the prosecution had not submitted any evidence of the alleged danger of his absconding or interfering with the investigation. The applicant had a family and a permanent residence in Chişinău, was ill and had no criminal record.

B. The applicant's medical condition and treatment received

C. The applicant's habeas corpus requests

“... the reasons for prolonging the accused's detention pending trial remain valid because the charges against him are based on circumstances not yet examined by the court, and altering the preventive measure may hinder the establishment of the truth in the criminal trial.”
“... because the representative of the [prison hospital] declared that [the applicant] had been given the necessary medical treatment on an in-patient basis; there is no evidence of inhuman or degrading treatment.”

At the same time, however, the court ordered the applicant's transfer to the RNC (see paragraph 34 above).

“... not all the evidence has been examined; [the applicant] has worked as a deputy mayor of Chişinău and continues to have influence over witnesses yet to be questioned; he may obstruct the presentation to the court of authentic evidence still being kept by Chişinău Municipality.”

D. Interim measure indicated by the Court

II. RELEVANT LAW AND PRACTICE

A. Domestic law and practice

Article 176

Grounds for ordering preventive measures

“1. Preventive measures may be applied by the prosecuting authority or by the court only in those cases where there are serious grounds for believing that an accused ... will abscond, obstruct the establishment of the truth during the criminal proceedings or reoffend; alternatively, they can be applied by the court in order to ensure the enforcement of a sentence.

(1) the nature and degree of harm caused by the offence;

(2) the character of the ... accused;

(3) his/her age and state of health;

(4) his/her occupation;

(5) his/her family status and the existence of any dependants;

(6) his/her economic status;

(7) the existence of a permanent place of abode;

(8) other essential circumstances...” Article 246

Time-limits for examining requests

“1. Requests ... shall be examined and decided upon immediately after being lodged. If the authority to which the request is addressed cannot decide upon it immediately, it shall give its decision within three days from the date of receipt. ...”

B. Case-law of the International Court of Justice

“111. As regards the question whether the United States has complied with the obligation incumbent upon it as a result of the Order of 3 March 1999, the Court observes that the Order indicated two provisional measures, the first of which states that
'[t]he United States of America should take al1 measures at its disposal to ensure that Walter LaGrand is not executed pending the final decision in these proceedings, and should inform the Court of al1 the measures which it has taken in implementation of this Order'.

The second measure required the Government of the United States to 'transmit this Order to the Governor of the State of Arizona'. ... the State Department had transmitted to the Governor of Arizona a copy of the Court's Order. ...

The United States authorities have thus limited themselves to the mere transmission of the text of the Order to the Governor of Arizona. This certainly met the requirement of the second of the two measures indicated. As to the first measure, the Court notes that it did not create an obligation of result, but that the United States was asked to 'take al1 measures at its disposal to ensure that Walter LaGrand is not executed pending the final decision in these proceedings'. The Court agrees that due to the extremely late presentation of the request for provisional measures, there was certainly very little time for the United States authorities to act.

Under these circumstances the Court concludes that the United States has not complied with the Order of 3 March 1999.”

THE LAW

“No one shall be subjected to torture or to inhuman or degrading treatment or punishment.”
“Everyone has the right to liberty and security of person. No one shall be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law:

...

(c) the lawful arrest or detention of a person effected for the purpose of bringing him before the competent legal authority on reasonable suspicion of having committed an offence or when it is reasonably considered necessary to prevent his committing an offence or fleeing after having done so;”

“Everyone arrested or detained in accordance with the provisions of paragraph 1 (c) of this Article shall be ... entitled to trial within a reasonable time or to release pending trial. Release may be conditioned by guarantees to appear for trial.”
“Everyone who is deprived of his liberty by arrest or detention shall be entitled to take proceedings by which the lawfulness of his detention shall be decided speedily by a court and his release ordered if the detention is not lawful.”
“The Court may receive applications from any person, non-governmental organisation or group of individuals claiming to be the victim of a violation by one of the High Contracting Parties of the rights set forth in the Convention or the Protocols thereto. The High Contracting Parties undertake not to hinder in any way the effective exercise of this right.”

I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION

A. The Chamber judgment

B. The parties' submissions

C. The Grand Chamber's assessment

II. ALLEGED VIOLATION OF ARTICLE 5 § 1 OF THE CONVENTION

III. ALLEGED VIOLATION OF ARTICLE 5 §§ 3 AND 4 OF THE CONVENTION

IV. ALLEGED VIOLATION OF ARTICLE 34 OF THE CONVENTION

“The Court may receive applications from any person, non-governmental organisation or group of individuals claiming to be the victim of a violation by one of the High Contracting Parties of the rights set forth in the Convention or the Protocols thereto. The High Contracting Parties undertake not to hinder in any way the effective exercise of this right.”

A. The Chamber judgment

“97. The Court notes the sequence of events after it had indicated interim measures to the Government ... It is apparent that there were serious deficiencies at each stage of the process of complying with the interim measures, starting with the absence, in the Government Agent's Office, of officials to answer urgent calls from the Registry and continuing with the lack of action taken by that office between the morning of 11 November 2005 and the afternoon of 14 November 2005..., coupled with the Centru District Court's failure to deal urgently with the issue when it was asked to do so on 11 November 2005 by the applicant's lawyer. Finally, the refusal for six hours to admit the applicant to the RNC despite the Court's interim measures and the domestic court's decision is also a matter of concern.

B. The parties' submissions

C. The Grand Chamber's assessment

“... the provision concerning the right of individual application (Article 34, formerly Article 25 of the Convention before Protocol No. 11 came into force) is one of the fundamental guarantees of the effectiveness of the Convention system of human rights protection. In interpreting such a key provision, the Court must have regard to the special character of the Convention as a treaty for the collective enforcement of human rights and fundamental freedoms. Unlike international treaties of the classic kind, the Convention comprises more than mere reciprocal engagements between Contracting States. It creates, over and above a network of mutual, bilateral undertakings, objective obligations which, in the words of the Preamble, benefit from a 'collective enforcement' (see, mutatis mutandis, Loizidou v. Turkey (preliminary objections), judgment of 23 March 1995, Series A no. 310, p. 26, § 70).”
“104. Interim measures have been indicated only in limited spheres. Although it does receive a number of requests for interim measures, in practice the Court applies Rule 39 only if there is an imminent risk of irreparable damage. While there is no specific provision in the Convention concerning the domains in which Rule 39 will apply, requests for its application usually concern the right to life (Article 2), the right not to be subjected to torture or inhuman treatment (Article 3) and, exceptionally, the right to respect for private and family life (Article 8) or other rights guaranteed by the Convention. The vast majority of cases in which interim measures have been indicated concern deportation and extradition proceedings.

...

Indications of interim measures given by the Court, as in the present case, permit it not only to carry out an effective examination of the application but also to ensure that the protection afforded to the applicant by the Convention is effective; such indications also subsequently allow the Committee of Ministers to supervise execution of the final judgment. Such measures thus enable the State concerned to discharge its obligation to comply with the final judgment of the Court, which is legally binding by virtue of Article 46 of the Convention.

...

For the same reasons, the fact that the damage which an interim measure was designed to prevent subsequently turns out not to have occurred despite a State's failure to act in full compliance with the interim measure is equally irrelevant for the assessment of whether this State has fulfilled its obligations under Article 34.

The Court will now examine whether the domestic authorities complied with their obligations under Article 34.

(a) Whether there was a failure to comply with the interim measure

It follows that the interim measure was not complied with.

(b) Whether there were objective impediments to compliance with the interim measure

The Court notes that, in contrast with these events, on Monday 14 November 2005 the same trial court was able to decide within a few hours on a request for a change in the place where the applicant was to receive his medical treatment (see paragraph 41 above). A similar situation occurred on 29 November 2005 (see paragraph 57 above). This shows that it was possible for the court to react swiftly to important developments. However, for some unexplained reason, the trial court did not react in the same manner to the request to comply with the interim measure.

(c) Whether the applicant's medical condition should be taken into account in assessing compliance with Article 34 of the Convention

(d) Conclusion

V. APPLICATION OF ARTICLE 41 OF THE CONVENTION

“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”

A. Damage

B. Costs and expenses

C. Default interest

FOR THESE REASONS, THE COURT

(a) that the respondent State is to pay the applicant, within three months, the following amounts, to be converted into the national currency of the respondent State at the rate applicable at the date of settlement:

(i) EUR 2,080 (two thousand and eighty euros) in respect of pecuniary damage, plus any tax that may be chargeable;

(ii) EUR 15,000 (fifteen thousand euros) in respect of non-pecuniary damage, plus any tax that may be chargeable;

(iii) EUR 7,000 (seven thousand euros) in respect of costs and expenses, plus any tax that may be chargeable to the applicant;

(b) that from the expiry of the above-mentioned three months until settlement simple interest shall be payable on the above amounts at a rate equal to the marginal lending rate of the European Central Bank during the default period plus three percentage points;

Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 10 March 2009.

Vincent Berger Jean-Paul Costa

Jurisconsult President

In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the following separate opinions are annexed to this judgment:

(a) Partly dissenting opinion of Judge Costa;

(b) Partly dissenting opinion of Judge Šikuta;

(c) Partly dissenting opinion of Judge Malinverni, joined by Judges Costa, Jungwiert, Myjer, Sajó, Lazarova Trajkovska and Kakakaş;

(d) Joint dissenting opinion of Judges Myjer and Sajó;

(e) Dissenting opinion of Judge Sajó. J.-P.C.

V.B.

PARTLY DISSENTING OPINION OF JUDGE COSTA

(Translation)

I do not consider Moldova to have been in breach of Article 34 of the Convention in the instant case, as it did not hinder the effective exercise of Mr Paladi's right of individual petition. Admittedly, it would have been preferable for the authorities to have complied even more promptly with the interim measure indicated by our Court. However, an overly rigid attitude seems to me to go too far and to fail to take account of the full circumstances of each case. I am not convinced by such an approach.

For more detailed reasons as to why I voted this way, I would refer to the remarks made by Judge Malinverni in his opinion, in which he has been joined by several of our colleagues and with which I concur.

PARTLY DISSENTING OPINION OF JUDGE ŠIKUTA

To my great regret I cannot share the opinion of the majority in finding a violation of Article 34 of the Convention. I wish to explain briefly my main reasons for not concurring.

As I understand it, in the instant case there was a clash of timing between the execution of the Centru District Court decision of 10 November 2005 ordering the transfer of the applicant from the RNC to the prison hospital and the interim measure issued by our Court on the evening of the same day. The latter, for practical purposes, reached the Government on the morning of the next day, 11 November 2005, by which time the decision ordering the transfer of the applicant from the RNC had most likely already been executed. In that case the only way to remedy the situation was for the national trial court to issue a new order for the applicant to be readmitted to the RNC. This clash of timing between two different communications, compounded by the lack of precise communication and coordination between the different actors involved, led to a slight delay in implementation of the interim measure.

I am not of the opinion that in the instant case all the conditions and criteria laid down in Article 34 of the Convention were met, and in particular that (a) the Government failed to comply with the interim measure of the Court and (b) the Government hindered the effective exercise of the applicant's individual right.

(a) The Government acknowledged reception of two letters from the Court by facsimile on the evening of 10 November 2005 (Thursday), but stressed that the Court's Registry had not sent the relevant letters also by electronic mail, as previously agreed in respect of general correspondence. Having received the fax on the morning of 11 November 2005 (Friday), the Government Agent, Mr V. Pârlog, took immediate steps to comply with the interim measure indicated. He was not entitled to make a decision in this matter by himself, and in order to implement the interim measure indicated by the Court had to cooperate with the national judiciary. In particular, the Agent wrote a letter to the President of the trial court on the same day (Friday). The national judiciary had the responsibility to guarantee and ensure observance of the right to a fair trial by ensuring that all the parties involved were present. In this context it was questionable whether the trial court would be able, in practical terms, to summon all the parties to the case for the Friday afternoon since this process, which includes complying with the procedural provisions, can be reasonably expected to take a certain amount of time. Since it was impossible to convene all the parties for a hearing on the same day, the court summoned them for the next working day, 14 November 2005 (Monday). On that day the applicant was transferred back to the RNC.

Therefore, I am of the opinion that, in overall terms, and in view of the time available and the circumstances, all reasonable steps were taken to comply with the interim measure.

(b) Although there were some problems in communication between the institutions involved at the national level as well as certain delays, for instance in admitting the applicant to the hospital on 14 November 2005, in my view it is not automatically the case that a delay of whatever kind amounts to disregard of the interim measure; in my opinion there was no disregard of the interim measure, nor any intention to disregard it on the part of the national authorities, who, once they became aware that Rule 39 had been applied, sought to comply with the Court's directions by returning the applicant to the RNC. I do not therefore see any hindrance of the effective exercise of the right of individual petition within the meaning of Article 34 of the Convention. In this respect the case is very different from those where the removal of an applicant from a country has inevitable consequences for the life or treatment of the person in question.

The following are also important elements or indicators in assessing whether there was irreparable damage or risk of damage:

(a) the RNC's letter dated 9 November 2005, according to which the applicant's condition had stabilised;

(b) the findings of the medical commission set up by the Ministry of Health on 11 March 2008 for the purpose of determining the applicant's state of health during the period from 21 September to 30 November 2005, which established that the applicant had been given all the treatment prescribed by the RNC while in detention in the prison hospital. The interruption of the applicant's HBO treatment had not affected his state of health, as proved by his stable blood-sugar levels before and after interruption.

(c) the HBO treatment was not prescribed but merely recommended by the doctor, as confirmed by the applicant's representative at the Grand Chamber hearing held on 14 May 2008. Bearing that in mind, I am not of the opinion that this short delay could have caused a reasonable risk of irreparable damage to the applicant and put him at severe risk to his life or health.

On the basis of all the above considerations I have come to the conclusion that the Government did not act in a manner contrary to the purpose of Article 34 of the Convention, and therefore that there has been no breach of Article 34 of the Convention.

PARTLY DISSENTING OPINION OF JUDGE MALINVERNI JOINED BY JUDGES COSTA, JUNGWIERT, MYJER, SAJÓ, LAZAROVA TRAJKOVSKA AND KARAKAŞ

To my great regret I cannot share the opinion of the majority that there has been a violation of Article 34 of the Convention in this case, for the following three reasons.

Firstly, in my opinion, the applicant was not in a situation in which he suffered irreparable damage, nor was the Court prevented from examining the case.

Secondly, there is nothing to suggest that the domestic authorities were unwilling to comply with the interim measure indicated to them or that they acted in bad faith.

Thirdly, compliance with the interim measure was merely delayed for three days. Such a delay cannot be said to have hindered the effective exercise of the applicant's right of individual petition (Article 34 of the Convention).

domestic authorities and a certain lack of organisation in the work of the Agent's office resulted in a regrettable delay in ensuring the applicant's continued treatment at the neurological centre, all the necessary steps were taken during the next working day, by the end of which he was admitted back to the centre.

I agree with the majority that a delay in complying with an interim measure may in some cases expose the applicant to a real risk and amount to hindrance to the effective exercise of Convention rights. However, in the circumstances of the present case and having regard, in particular, to the fact that the applicant's condition was found to have stabilised before he was discharged from the neurological centre on 10 November 2005 and transferred to the prison hospital, I consider that the relatively short delay before the applicant was returned to that centre and was able to complete his course of HBO therapy did not expose him to an immediate or particularly severe risk to his life or health.

JOINT DISSENTING OPINION OF JUDGES

MYJER AND SAJÓ IN RESPECT OF THE COMPLAINT UNDER ARTICLE 3 OF THE CONVENTION

We voted against finding a violation of Article 3.

There is no doubt that the applicant had a serious medical condition.

We just do not agree that – while deprived of his liberty – the applicant was not provided with the medical assistance required by his condition.

From the facts (paragraphs 22-43) it is clear that during his detention he was seen on a number of occasions by various doctors and that he was given all kinds of specialised medical assistance. He was not only transferred to the prison hospital when that was considered necessary from a medical point of view, but was even allowed to undergo the recommended 'hyperbaric oxygen' (HBO) treatment in a specialised neurological unit outside the prison.

It is not within our competence to pronounce on the medical necessity of this special treatment.

Since we also voted against finding a violation of Article 34 – and, in Judge Sajó's case, against a violation of Article 5 § 1 – we did not vote in favour of awarding any compensation to the applicant.

DISSENTING OPINION OF JUDGE SAJÓ IN RESPECT OF THE COMPLAINT UNDER ARTICLE 5 § 1 OF THE CONVENTION

There can be no doubt that the Court's finding regarding the violation of Article 5 § 1 is correct. The reason I did not vote with the majority was to underline how abusive many of the applicant's claims are, bordering in some respects on the situation contemplated in Article 17 of the Convention. In that regard see also my dissent concerning the applicant's Article 3 claims.

[1] See also ICJ, Pulp Mills on the River Uruguay (Argentine v. Uruguay), Order of 13 July 2006, §§ 62 and 73.

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