CASE OF ÇAKICI v. TURKEY

Peticija Nr. 23657/94 · Priimta 1999-07-08 · ECLI:CE:ECHR:1999:0708JUD002365794 · Kalbos: EN · EN · FR

Peticija Nr.
23657/94
Priimta
1999-07-08
Valstybė atsakovė
TUR
Išvada
Preliminary objection rejected (non-exhaustion of domestic remedies);Violation of Art. 2;Violation of Art. 3 (applicant's brother);No violation of Art. 3 (applicant);Violation of Art. 5;Violation of Art. 13;No violation of Art. 14;No violation of Art. 18;Pecuniary damage - financial award;Non-pecuniary damage - financial award;Costs and expenses award - Convention proceedings
Konvencijos straipsniai
2, 2-1, 3, 5, 5-1, 13, 34, 35, 35-1, 38, 41, 14, 18
Svarba
Pagrindinė byla (Key case)
Originalas
HUDOC ↗
PirmininkasL. WildhaberTeisėjasE. PalmTeisėjasL. Ferrari BravoTeisėjasL. CaflischTeisėjasJ.-P. CostaTeisėjasW. FuhrmannTeisėjasK. JungwiertTeisėjasM. FischbachTeisėjasB. ZupančičTeisėjasN. VajićTeisėjasJ. HediganTeisėjasW. ThomassenTeisėjasM. Tsatsa-NikolovskaTeisėjasT. PanţîruTeisėjasE. LevitsTeisėjasK. TrajaAd hoc teisėjasF. GölcüklüKanclerisM. de-Boer-Buquicchio
Santrauka
Rengiama…

CASE OF ÇAKICI v. TURKEY

(Application no. 23657/94)

JUDGMENT

STRASBOURG

8 July 1999

In the case of Çakıcı v. Turkey,

The European Court of Human Rights, sitting, in accordance with Article 27 of the Convention for the Protection of Human Rights and Fundamental Freedoms (“the Convention”), as amended by Protocol No. 11[1], and the relevant provisions of the Rules of Court2, as a Grand Chamber composed of the following judges:

Mr L. Wildhaber, President,

Mrs E. Palm,

Mr L. Ferrari Bravo,

Mr L. Caflisch,

Mr J.-P. Costa,

Mr W. Fuhrmann,

Mr K. Jungwiert,

Mr M. Fischbach,

Mr B. Zupančič,

Mrs N. Vajić,

Mr J. Hedigan,

Mrs W. Thomassen,

Mrs M. Tsatsa-Nikolovska,

Mr T. Panţîru,

Mr E. Levits,

Mr K. Traja,

Mr F. Gölcüklü, ad hoc judge,

and also of Mrs M. de-Boer-Buquicchio, Deputy Registrar,

Having deliberated in private on 24 March and 17 June 1999,

Delivers the following judgment, which was adopted on the last-mentioned date:

PROCEDURE

The Commission’s request referred to former Articles 44 and 48 and to the declaration whereby Turkey recognised the compulsory jurisdiction of the Court (former Article 46). The object of the request was to obtain a decision as to whether the facts of the case disclosed a breach by the respondent State of its obligations under Articles 2, 3, 5, 13, 14 and 18 of the Convention.

On 10 February 1999, the Government informed the Registrar of the appointment of Mr F. Gölcüklü as an ad hoc judge (Article 27 § 2 of the Convention and Rule 29 § 1).

There appeared before the Court:

(a) for the Government Mrs D. Akçay, Agent,

Mr B. Calişkan,

Mr E. Genel,

Ms A. Günyakti,

Mr H. Mutaf, Advisers;

(b) for the applicant Ms F. Hampson,

Ms A. Reidy, Counsel;

(c) for the Commission Mrs J. Liddy, Delegate.

The Court heard addresses by Mrs Liddy, Ms Hampson and Mrs Akçay.

THE FACTS

I. the circumstances of the case

A. The applicant

B. The facts

C. Materials submitted by the applicant and the Government to the Commission in support of their respective assertions

D. Proceedings before the domestic authorities

E. The Commission’s evaluation of the evidence and its findings of fact

A further six witnesses had been summoned but did not appear: Aydın Tekin, Hazro public prosecutor in 1994; Colonel Eşref Hatipoğlu, Diyarbakır provincial gendarmerie commander; Hikmet Aksoy, who was alleged by the applicant to have seen his brother in detention at Kavaklıboğaz; Tevfik Çakıcı, the father of the applicant and Ahmet Çakıcı; Tahsin Demirbaş and Abdurrahman Al, who had both been detained at Diyarbakır provincial gendarmerie headquarters from 8 November to 1 December 1993. It appeared that Tevfik Çakıcı had died prior to the hearing. The Government claimed that they were unable to locate the witness Hikmet Aksoy for the hearing in July 1996 despite the fact that they had been provided with information from the applicant that he was detained in Konya Prison. The Government stated that Hikmet Aksoy was served with the summons for the hearing to take place before the delegates on 20 November 1996 but that he refused to sign the acknowledgment of service and was released from prison on 18 November 1996. The Government failed to provide the Commission with any explanation as to the timing and reason for his release. Aydın Tekin had informed the Commission by letter that he had no direct or indirect knowledge of the incident and that he did not consider himself obliged to attend. At the hearing in July 1996, the Government Agent explained to the delegates that they were unable to require public prosecutors to attend, nor could they oblige a senior officer such as Eşref Hatipoğlu to attend either.

The Commission made a finding in its report (at paragraph 245) that the Government had fallen short of their obligations under former Article 28 § 1 (a) of the Convention to furnish all the necessary facilities to the Commission in its task of establishing the facts. It referred to

(i) the Government’s failure to provide the Commission’s delegates with the opportunity to view original custody records (see paragraph 24 above);

(ii) the Government’s failure to facilitate the attendance of the witness Hikmet Aksoy;

(iii) the Government’s failure to secure the attendance of the witnesses Aydın Tekin and Eşref Hatipoğlu.

In a case where there were contradictory and conflicting factual accounts of events, the Commission particularly regretted the absence of a thorough domestic judicial examination. It was aware of its own limitations as a first-instance tribunal of fact. In addition to the problem of language adverted to above, there was also an inevitable lack of detailed and direct familiarity with the conditions pertaining in the region. Moreover, the Commission had no power to compel witnesses to appear and testify. In the present case, while seventeen witnesses had been summoned to appear, only eleven gave evidence. The lack of documentary materials is adverted to above. The Commission was therefore faced with the difficult task of determining events in the absence of potentially significant testimony and evidence.

The Commission’s findings may be summarised as follows.

The Commission gave consideration to the written statements made by Mustafa Engin and relied on by the Government as undermining his oral testimony. It found the first statement taken from Mustafa Engin by a police officer on 12 March 1996 to be a brief and imprecise denial. The statement taken by a public prosecutor on 13 May 1996 was also brief and contained contradictory and ambiguous phrasing. It concluded that this statement was not a full and frank reflection of Mustafa Engin’s testimony and did not destroy the credibility of his evidence to the delegates. It accordingly found it established that Ahmet Çakıcı was taken after his apprehension at Çitlibahçe to Hazro where he spent the night of 8 November 1993 and that he was transferred to Diyarbakır provincial gendarmerie headquarters where he was last seen by Mustafa Engin on or about 2 December when the latter was released.

II. relevant domestic law and practice

A. State of emergency

“No criminal, financial or legal responsibility may be claimed against the state of emergency regional governor or a provincial governor within a state of emergency region in respect of their decisions or acts connected with the exercise of the powers entrusted to them by this Decree, and no application shall be made to any judicial authority to this end. This is without prejudice to the rights of individuals to claim indemnity from the State for damage suffered by them without justification.”

B. Constitutional provisions on administrative liability

“All acts or decisions of the administration are subject to judicial review ...

…

The administration shall be liable to make reparation for any damage caused by its own acts and measures.”

C. Criminal law and procedure

D. Civil-law provisions

E. Impact of Decree no. 285

PROCEEDINGS BEFORE THE COMMISSION

FINAL SUBMISSIONS TO THE COURT

THE LAW

I. the court’s assessment of the facts

The Court notes that it is of the utmost importance for the effective operation of the system of individual petition instituted under former Article 25 of the Convention (now replaced by Article 34) not only that applicants or potential applicants are able to communicate freely with the Convention organs without being subjected to any form of pressure from the authorities but also that States furnish all necessary facilities to enable a proper and effective examination of applications (see former Article 28 § 1 (a) of the Convention, which concerned the fact-finding responsibility of the Commission, now replaced by Article 38 of the Convention as concerns the Court’s procedures). The Court also notes the lack of explanation given by the Government with regard to the custody records, and finds the explanations given by the Government in respect of the witnesses unsatisfactory and unconvincing. Consequently, it confirms the finding, reached by the Commission in its report, that in this case the Government fell short of their obligations under former Article 28 § 1 (a) to furnish all necessary facilities to the Commission in its task of establishing the facts.

II. the government’s preliminary objection

They submitted, in particular, that the applicant did not petition the public prosecutor as claimed in respect of the alleged disappearance of his brother, since the petition of 22 December 1993 bore no address, or any stamp of receipt or registration indicating that it had been received by the prosecutor’s office.

Consequently, the Court dismisses the Government’s preliminary objection.

III. alleged violations of article 2 of the convention

“1. Everyone’s right to life shall be protected by law. No one shall be deprived of his life intentionally save in the execution of a sentence of a court following his conviction of a crime for which this penalty is provided by law.

(a) in defence of any person from unlawful violence;

(b) in order to effect a lawful arrest or to prevent the escape of a person lawfully detained;

(c) in action lawfully taken for the purpose of quelling a riot or insurrection.”

A. Arguments of those who appeared before the Court

B. The Court’s assessment

Furthermore, having regard to the lack of effective procedural safeguards disclosed by the inadequate investigation carried out into the disappearance and the alleged finding of Ahmet Çakıcı’s body (see paragraphs 80 and 105-07), the Court finds that the respondent State has failed in its obligation to protect his right to life. Accordingly, there has been a violation of Article 2 of the Convention on this account also.

IV. alleged violations of article 3 of the convention

A. Concerning the applicant’s brother, Ahmet Çakıcı

“No one shall be subjected to torture or to inhuman or degrading treatment or punishment.”

The Court shares the Commission’s opinion that this evidence supports a finding to the required standard of proof, i.e. beyond reasonable doubt, that Ahmet Çakıcı was tortured during his detention. There has, consequently, been a violation of Article 3 of the Convention in respect of the applicant’s brother, Ahmet Çakıcı.

B. Concerning the applicant

Whether a family member is such a victim will depend on the existence of special factors which gives the suffering of the applicant a dimension and character distinct from the emotional distress which may be regarded as inevitably caused to relatives of a victim of a serious human rights violation. Relevant elements will include the proximity of the family tie – in that context, a certain weight will attach to the parent-child bond –, the particular circumstances of the relationship, the extent to which the family member witnessed the events in question, the involvement of the family member in the attempts to obtain information about the disappeared person and the way in which the authorities responded to those enquiries. The Court would further emphasise that the essence of such a violation does not so much lie in the fact of the “disappearance” of the family member but rather concerns the authorities’ reactions and attitudes to the situation when it is brought to their attention. It is especially in respect of the latter that a relative may claim directly to be a victim of the authorities’ conduct.

V. alleged violations of article 5 of the convention

“1. Everyone has the right to liberty and security of person. No one shall be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law:

(a) the lawful detention of a person after conviction by a competent court;

(b) the lawful arrest or detention of a person for non‑compliance with the lawful order of a court or in order to secure the fulfilment of any obligation prescribed by law;

(c) the lawful arrest or detention of a person effected for the purpose of bringing him before the competent legal authority on reasonable suspicion of having committed an offence or when it is reasonably considered necessary to prevent his committing an offence or fleeing after having done so;

...

VI. alleged violation of article 13 of the convention

“Everyone whose rights and freedoms as set forth in [the] Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.”

Consequently, there has been a violation of Article 13 of the Convention.

VII. Alleged violations of articleS 14 and 18 of the convention

Article 14 provides:

“The enjoyment of the rights and freedoms set forth in [the] Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status.”

Article 18 provides:

“The restrictions permitted under [the] Convention to the said rights and freedoms shall not be applied for any purpose other than those for which they have been prescribed.”

vIII. Alleged practice by the authorities of infringing article 13

IX. application of article 41 of the Convention

“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”

A. Pecuniary damage

B. Non-pecuniary damage

C. Costs and expenses

C. Default interest

FOR THESE REASONS, THE COURT

(a) that the respondent State is to pay the applicant, within three months, the following sums, to be converted into Turkish liras at the rate applicable at the date of settlement:

(i) 11,534 (eleven thousand five hundred and thirty-four) pounds sterling and 29 (twenty-nine) pence for pecuniary damage to be held by the applicant for his brother’s surviving spouse and heirs;

(ii) 25,000 (twenty-five thousand) pounds sterling for non-pecuniary damage, which sum is to be held by the applicant for his brother’s heirs, and 2,500 (two thousand five hundred) pounds sterling for non-pecuniary damage in respect of the applicant;

(b) that simple interest at an annual rate of 7.5% shall be payable from the expiry of the above-mentioned three months until settlement;

(a) that the respondent State is to pay the applicant, within three months, in respect of costs and expenses, 20,000 (twenty thousand) pounds sterling together with any value-added tax that may be chargeable, less 7,000 (seven thousand) French francs to be converted into pounds sterling at the rate applicable at the date of delivery of this judgment;

(b) that simple interest at an annual rate of 7.5% shall be payable from the expiry of the above-mentioned three months until settlement; Dismisses unanimously the remainder of the applicant’s claims for just satisfaction.

Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 8 July 1999.

Luzius Wildhaber

President

Maud de Boer-buquicchio

Deputy Registrar

In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the following separate opinions are annexed to this judgment:

(a) partly dissenting opinion of Mrs Thomassen joined by Mr Jungwiert and Mr Fischbach;

(b) partly dissenting opinion of Mr Gölcüklü. L.W.

M.B.

PARTLY DISSENTING OPINION OF JUDGE THOMASSEN JOINED BY JUDGES JUNGWIERT AND FISCHBACH

The majority found no violation of Article 3 of the Convention in relation to the applicant himself. I am unable to share this view and voted for a violation.

The Government were responsible for the disappearance, torture and death of the applicant’s brother. The applicant was convinced, as may be regarded as reasonable in the circumstances, that his brother was tortured while he was in the custody of the security forces. Afterwards his brother disappeared. The Government did not respond to the applicant’s requests for information and even denied that his brother was ever in custody. When the applicant’s brother was allegedly found dead, the Government claimed after some time that he was killed in a clash. Nevertheless, they made no contact at all with the family as regards identification or arrangements for burial. All the efforts of the applicant to find out what happened to his brother were callously disregarded by the authorities, thus leaving him in uncertainty and pain for over five and a half years. In such a case, I do not doubt that the applicant felt that he was being subjected by the Turkish Government to inhuman treatment.

The majority indicate that for a violation of Article 3 of the Convention it is not enough that a member of the family of a person who has disappeared should experience emotional distress, since this may be regarded as an inevitable consequence for the relatives of a victim of a serious human-rights violation. Whether a family member is a victim will, in the majority’s view, depend on the existence of special factors which give the applicant’s suffering a dimension and character distinct from that emotional distress (see paragraph 98 of the judgment). Without going into the merits of this criterion, I am not convinced that these special factors are not present in this case.

In the judgment, the majority draws a distinction between the instant case and the Kurt case (see the Kurt judgment of 25 May 1998, Reports of Judgments and Decisions 1998-III), in which the Court found a violation of Article 3 in relation to the mother of a person who had disappeared. It is obvious that the pain of a mother who sees her son arrested and then has to live in uncertainty about his fate because of the acts and negligence of the authorities must be unbearable. However, a brother can also suffer deeply in face of the uncertainty of the fate of a sibling. In this context, I also do not find convincing the reference made in the judgment to the fact that the applicant was not present when the security forces took his brother, as he lived with his own family in his own town. Nor do I find it persuasive that reliance is placed on the circumstance that, while the applicant was involved in making various petitions and enquiries to the authorities,

he did not bear the brunt of this task, his father taking the initiative in presenting the petition of 22 December 1993 to the Diyarbakır National Security Court. As far as the latter is concerned, I am more impressed by the fact that from the moment of the disappearance of his brother the applicant was actively involved in submitting various petitions and enquiries to the authorities and that he made the application to our Court.

The Turkish Government have been found responsible for one of the gravest possible violations of human rights, a failure to respect the right to life. Moreover, they left the applicant in uncertainty, doubt and apprehension about his brother for more than five and a half years. In doing so, they demonstrated a cruel disregard for his feelings and his efforts to find out about his brother’s fate. Apart from failing in their obligation to respect his brother’s right to life, the Government must also be held responsible for the severe mental distress and anguish the applicant has suffered for a prolonged and continuing period of time as a consequence of their acts and negligence. I find that these are factors which do amount to a violation of Article 3 in relation to the applicant himself.

partly dissenting opinion of JUDGE gölcüklÜ

(Translation)

To my great regret, I cannot agree on certain points with the opinion of the majority, for the following reasons.

As I explained in my partly dissenting opinion in the case of Ergi v. Turkey (judgment of 28 July 1998, Reports of Judgments and Decisions 1998-IV), when the Court finds a violation of Article 2 of the Convention on the ground that no effective inquiry has been conducted into the death complained of I consider that no separate issue arises under Article 13, because the fact that there was no satisfactory and appropriate inquiry into the death forms the basis of the applicant’s complaints under both Article 2 and Article 13. In that connection, I refer to my dissenting opinion in the Kaya v. Turkey case (judgment of 19 February 1998, Reports 1998-I) and the opinion expressed by a large majority of the Commission on the question (see Aytekin v. Turkey, application no. 22880/93, 18 September 1997; Ergi v. Turkey, application no. 23818/94, 20 May 1997; Yaşa v. Turkey, application no. 22495/93, 8 April 1997).

Notes by the Registry

[1]-2. Protocol No. 11 and the Rules of Court came into force on 1 November 1998.

[3]3. Since the entry into force of Protocol No. 11, which amended Article 19, the Court has functioned on a permanent basis.

[2]. Note by the Registry. Rules of Court A applied to all cases referred to the Court before the entry into force of Protocol No. 9 (1 October 1994) and from then until 31 October 1998 only to cases concerning States not bound by that Protocol.

[3]. Note by the Registry. For practical reasons this annex will appear only with the final printed version of the judgment (in the official reports of selected judgments and decisions of the Court), but a copy of the Commission’s report is obtainable from the Registry.

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