CASE OF VERMEULEN v. BELGIUM

Peticija Nr. 19075/91 · Priimta 1996-02-20 · ECLI:CE:ECHR:1996:0220JUD001907591 · Kalbos: EN · FR · LT

Peticija Nr.
19075/91
Priimta
1996-02-20
Valstybė atsakovė
BEL
Išvada
Violation of art. 6-1 (adversarial trial);Pecuniary damage - claim dismissed;Non-pecuniary damage - finding of violation sufficient;Costs and expenses partial award - domestic proceedings;Costs and expenses partial award - Convention proceedings
Konvencijos straipsniai
6, 6-1, 41
Originalas
HUDOC ↗
PirmininkasR. RyssdalTeisėjasR. BernhardtTeisėjasF. GölcüklüTeisėjasF. MatscherTeisėjasL.-E. PettitiTeisėjasB. WalshTeisėjasR. MacdonaldTeisėjasC. RussoTeisėjasE. PalmTeisėjasI. FoighelTeisėjasR. PekkanenTeisėjasA.N. LoizouTeisėjasJ.M. MorenillaTeisėjasJohn FreelandTeisėjasA.B. BakaTeisėjasM.A. Lopes RochaTeisėjasK. JungwiertTeisėjasP. KurisAd hoc teisėjasJ. Van CompernolleKanclerisH. PetzoldKanclerisP.J. Mahoney
Santrauka
Rengiama…

COUR (GRAND CHAMBER)

CASE OF VERMEULEN v. BELGIUM

(Application no. 19075/91)

JUDGMENT

STRASBOURG

20 February 1996

In the case of Vermeulen v. Belgium [1],

The European Court of Human Rights, sitting, in accordance with Rule 51 of Rules of Court A [2], as a Grand Chamber composed of the following judges:

Mr R. Ryssdal, President,

Mr R. Bernhardt,

Mr F. Gölcüklü,

Mr F. Matscher,

Mr L.-E. Pettiti,

Mr B. Walsh,

Mr R. Macdonald,

Mr C. Russo,

Mrs E. Palm,

Mr I. Foighel,

Mr R. Pekkanen,

Mr A.N. Loizou,

Mr J.M. Morenilla,

Sir John Freeland,

Mr A.B. Baka,

Mr M.A. Lopes Rocha,

Mr K. Jungwiert,

Mr P. Kuris,

Mr J. Van Compernolle, ad hoc judge,

and also of Mr H. Petzold, Registrar, and Mr P.J. Mahoney, Deputy Registrar,

Having deliberated in private on 1 September 1995 and 22 January 1996,

Delivers the following judgment, which was adopted on the last-mentioned date:

PROCEDURE

The Commission’s request referred to Articles 44 and 48 (art. 44, art. 48) and to the declaration whereby Belgium recognised the compulsory jurisdiction of the Court (Article 46) (art. 46); the Government’s application referred to Articles 44 and 48 (art. 44, art. 48). The object of the request and of the application was to obtain a decision as to whether the facts of the case disclosed a breach by the respondent State of its obligations under Article 6 para. 1 (art. 6-1) of the Convention.

On 6 February 1995 Mr De Meyer withdrew pursuant to Rule 24 para. 2, as the case raised issues similar to those in the cases of Delcourt v. Belgium - in which he had acted as Agent and Counsel for the Government (judgment of 17 January 1970, Series A no. 11, p. 5, para. 7) - and Borgers v. Belgium, from which he had withdrawn (judgment of 30 October 1991, Series A no. 214-B, p. 25, para. 3). On 31 March 1995 the delegate of the Agent of the Government informed the Registrar that Professor J. Van Compernolle had been appointed to sit as ad hoc judge (Article 43 of the Convention and Rule 23) (art. 43).

(a) for the Government Mr C. Debrulle, Head of Department,

Ministry of Justice, Agent,

Mr L. Simont, avocat,

Mr E. Jakhian, avocat, Counsel;

(b) for the Commission Mr H. Danelius, Delegate;

(c) for the applicant Mr M. De Boel, avocat,

Mr P. Traest, avocat, Counsel.

The Court heard addresses by Mr Danelius, Mr De Boel, Mr Traest, MrJakhian and Mr Simont, and also their replies to a question put by one of its members.

AS TO THE FACTS

I. PARTICULAR CIRCUMSTANCES OF THE CASE

The applicant applied to the court to set aside that judgment and rehear the case.

In a written opinion that was read out at the hearing of the case on 6 April 1988, the deputy procureur du Roi had submitted that the application to set aside was admissible but unfounded.

II. RELEVANT DOMESTIC LAW

A. Insolvency declared by the court of its own motion

Article 437

"Any trader who ceases payments and whose credit has been impaired shall be considered insolvent.

..."

Article 442

"Insolvency shall be declared in a judgment of the Commercial Court delivered either on the bankrupt’s own admission or on a petition by one or more creditors or of the court’s own motion.

..."

B. The procureurs’ and auditeurs’ departments (ministère public)

"Subject to the provisions of Article 141, the department of the procureur du Roi shall act as prosecuting authority in the manner laid down by law.

In civil matters it shall intervene by way of legal proceedings, applications or opinions. It shall act of its own motion in the instances prescribed by law and also on each occasion that public policy requires its intervention."

"The procureur général at the Court of Cassation shall not act as prosecuting authority except where he has instituted proceedings in which the decision on the merits falls to the Court of Cassation."

The fairly rare instances in which the Court of Cassation hears a case on its merits include trials of ministers (Article 90 of the Constitution), actions against judges for misuse of their authority (Articles 613, 2o, and 1140 to 1147 of the Judicial Code) and disciplinary proceedings against certain judges or other members of the national legal service (Articles 409, 410 and 615 of the same Code).

Other than in these circumstances, the procureur général’s department at the Court of Cassation carries out, with complete independence, the duties of adviser to the court.

Article 400

"The Minister of Justice shall exercise supervisory authority over all the officials of the ministère public; the procureur général at the Court of Cassation likewise over his counterparts at the courts of appeal; and the latter over the members of their own departments and of those of the auditeurs généraux at the Industrial Appeals Tribunals and over the procureurs du Roi attached to the lower courts, the auditeurs attached to the industrial tribunals and their deputies."

Article 414

"The procureur général at the Court of Appeal may impose on the officials of the ministère public subordinate to him the penalties of a warning, a reprimand or a reprimand with suspension of salary.

The procureur général at the Court of Cassation shall have the same powers in regard to the avocats généraux at that court and the procureurs généraux at the courts of appeal.

The Minister of Justice may likewise warn and reprimand any official of the ministère public or recommend to the King his suspension or dismissal."

C. Procedure in the Court of Cassation

Article 1107

"After the report has been read out, submissions are heard from counsel present at the hearing. Their addresses shall relate exclusively to the issues of law raised in the grounds for appeal or to objections to the admissibility of the appeal.

The procureur général’s department shall then make its submissions, after which no further documents shall be accepted."

Article 1109

"The procureur général or a member of his department shall be entitled to attend the deliberations unless the appeal on points of law has been lodged by the procureur général’s department itself; he shall not be entitled to vote in the deliberations."

The procureur général’s department may lodge an appeal on points of law either "in the interests of the law" (Articles 1089 and 1090 of the Judicial Code and Article 442 of the Code of Criminal Procedure) or following a complaint by the Minister of Justice (Article 1088 of the Judicial Code and Article 441 of the Code of Criminal Procedure).

PROCEEDINGS BEFORE THE COMMISSION

FINAL SUBMISSIONS TO THE COURT

"the presence of a representative of the procureur général’s department at the deliberations of the Court of Cassation cannot amount to a breach of Article 6 para. 1 (art. 6-1) of the Convention, either in civil proceedings in general or in the instant case".
"find a breach of Article 6 para. 1 (art. 6-1) of the Convention and award just satisfaction pursuant to Article 50 (art. 50) of the Convention".

AS TO THE LAW

I. ALLEGED VIOLATION OF ARTICLE 6 PARA. 1 (art. 6-1) OF THE CONVENTION

"In the determination of his civil rights and obligations

..., everyone is entitled to a fair ... hearing ... by an

... impartial tribunal ..."

He complained, firstly, that he had not been able to reply, through his lawyer, to the avocat général’s submissions or to address the court last at the hearing on 10 May 1991 before the Court of Cassation (see paragraph 13 above); and, secondly, that the representative of the procureur général’s department had taken part in the deliberations that had followed immediately afterwards. Although the instant case was a civil one, it could not, he maintained, be distinguished to such an extent from the Borgers case (see paragraph 3 above) that it had to be decided differently.

The Commission accepted these submissions in substance.

In criminal proceedings the department of the procureur du Roi which conducted the prosecution in the lower courts was not represented; the appellant consequently appeared before the Court of Cassation opposite a member of the procureur général’s department. At a civil hearing, on the other hand, nothing of the kind occurred; appellant and respondent were both represented by a member of the Court of Cassation Bar, so that neither of them - even supposing they were present, which they rarely were - could confuse the procureur général’s department with the opposing side. Matters had been no different in the instant case, as Mr Vermeulen, the appellant before the Court of Cassation, had had the trustee in bankruptcy as his opponent (see paragraph 10 above).

In criminal as in civil proceedings, the procureur général’s department at the Court of Cassation had no other function than to advise that court neutrally and objectively as an amicus curiae, so that he might even make different submissions on each of the grounds raised by one and the same appellant. That proved that in reality he was nobody’s "opponent" or "ally".

That, the Government continued, was all the more true in civil proceedings, as in those the argument was strictly confined to the grounds raised by the appellant and the procureur général’s department could not of its own motion raise any others, even ones based on public policy. The latter’s role was therefore even more distinct from that of the only true adversaries, the parties to the case.

In short, as the procureur général’s department at the Court of Cassation was not a party to the proceedings, there was no occasion to apply to it the principle of equality of arms, at least not in civil cases.

The Court finds that this fact in itself amounts to a breach of Article 6 para. 1 (art. 6-1).

The fact that his presence gave the procureur général’s department the chance to contribute to maintaining the consistency of the case-law cannot alter that finding, since having a member present is not the only means of furthering that aim, as is shown by the practice of most other member States of the Council of Europe.

There has therefore been a breach of Article 6 para. 1 (art. 6-1) in this respect also.

II. APPLICATION OF ARTICLE 50 (art. 50) OF THE CONVENTION

"If the Court finds that a decision or a measure taken by a legal authority or any other authority of a High Contracting Party is completely or partially in conflict with the obligations arising from the ... Convention, and if the internal law of the said Party allows only partial reparation to be made for the consequences of this decision or measure, the decision of the Court shall, if necessary, afford just satisfaction to the injured party."

A. Damage

He also sought "a considerable sum" in respect of the non-pecuniary damage stemming from the professional and family difficulties which had followed the Court of Cassation’s dismissal of his appeal.

As to the non-pecuniary damage, the Court considers it sufficiently compensated by the finding of a breach.

B. Costs and expenses

On an equitable basis it assesses the costs incurred for Mr Vermeulen’s representation in the Court of Cassation and at Strasbourg at BEF 250,000.

C. Default interest

FOR THESE REASONS, THE COURT

Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 20 February 1996.

Rolv RYSSDAL

President

Herbert PETZOLD

Registrar

In accordance with Article 51 para. 2 (art. 51-2) of the Convention and Rule 53 para. 2 of Rules of Court A, the following separate opinions are annexed to this judgment:

(a) joint dissenting opinion of Mr Gölcüklü, Mr Matscher and Mr Pettiti;

(b) dissenting opinion of Mr Van Compernolle. R. R.

H. P.

JOINT DISSENTING OPINION OF JUDGES GÖLCÜKLÜ, MATSCHER AND PETTITI

(Translation)

It is an old tradition in the legal systems of continental Europe for Crown or State Counsel’s department to be represented in the higher courts (of appeal or cassation), both civil and criminal, and to be able to intervene either orally or in writing; the institution goes back to the time when the codes were compiled and is closely bound up with the idea underlying them. The role of the department when discharging this function was to see to it that the law was correctly interpreted and to ensure the uniformity and consistency of the case-law. Whereas in the systems of Germanic origin the role of Crown or State Counsel’s department in civil proceedings has been gradually limited to certain aspects of the law of persons and of the family (in the relevant countries the department in practice now acts only as prosecuting authority in criminal proceedings), in the legal systems of Roman origin the department has retained its original role, even in civil proceedings in the Court of Cassation and to some extent also in the courts of appeal. The institution of Advocate-General at the Court of Justice of the European Communities and of the Delegate of the Commission at our Court is based on similar ideas.

Belgian law is of the Roman type and makes provision for the procureur général at the Court of Cassation to be present and to be able to intervene, for the purpose explained above.

In our view, to see the procureur général, when he acts in civil proceedings, as an adversary of either of the parties is to misunderstand the nature of the institution, since his role - of what one might call an amicus curiae - is solely that of a neutral and objective guardian of the lawfulness of the proceedings and of the uniformity and consistency of the case-law. To that extent, his participation in the hearing and - in an advisory capacity - in the deliberations in no way offends against the principle of equality of arms as he is placed above the parties.

As regards systems of civil procedure which reflect traditions that have proved themselves in national law and are well received by legal practitioners, we consider that when interpreting Article 6 (art. 6) in respect of matters such as the role of the procureur général at the Court of Cassation, the European Court must make sure that it does not, through excessive formalism, overturn such traditions.

While saying that, we should also like to point out that, in our view, the relevant legal arrangements in Belgium and in other countries, such as France and Italy, may seem rather strange, and a legal system could well do without them - witness the fact that the custom of having Crown or State Counsel’s department represented and able to intervene in civil proceedings has been almost entirely abandoned in a large number of European countries, without any adverse effect on the case-law.

Nevertheless, we see no reason to criticise legal systems which wish to maintain this practice, as doing so will not lead to better, real protection of parties’ interests, especially since, as the Court pointed out in its judgment in the Dombo Beheer B.V. v. the Netherlands case (27 October 1993, Series A no. 274, p. 19, para. 32), the national authorities have a wider margin of appreciation under Article 6 (art. 6) in civil proceedings.

Furthermore, in the Borgers v. Belgium judgment (30 October 1991, Series A no. 214-B) the Court based its finding of a breach of Article 6 para. 1 (art. 6-1) mainly on the combination of two things: the fact that it was impossible for the accused to reply to the submissions of the procureur général’s department before the end of the hearing and the presence of that department’s representative at the Court of Cassation’s deliberations. In the instant case - a civil one, it should be emphasised - the Court finds a breach in each of those features, even taken separately, and thus goes even further than in the Borgers case concerning a criminal matter.

Of course, the situation is different in criminal proceedings, and here we wholly endorse the Court’s conclusions in the Borgers v. Belgium judgment.

DISSENTING OPINION OF JUDGE VAN COMPERNOLLE

(Translation)

I regret that I cannot concur in the present judgment.

For its scope to be appreciated, it must be remembered that it was essentially with regard to the principle of equality of arms and the role of appearances that the Court in its judgment in the Borgers case - a criminal one - held that there had been a breach of Article 6 para. 1 (art. 6-1) of the Convention. The central argument underpinning the reasoning in that judgment lay in the consideration that "by recommending that an accused’s appeal be allowed or dismissed, the official of the procureur général’s department becomes objectively speaking his ally or his opponent" (Borgers judgment of 30 October 1991, Series A no. 214-B, pp. 31-32, para. 26).

In the present judgment - which, it should be emphasised, relates to civil proceedings - this reasoning is not reiterated. The procureur général’s department at the Court of Cassation is not regarded as "objectively speaking" an "opponent" in respect of whom the principle of equality of arms would require both that the parties should have a right of reply and that the department should be excluded from any participation in the deliberations. In a statement of principle, it is the right to adversarial proceedings which becomes the keystone of the judgment in its finding of a double breach of Article 6 (art. 6).

Personally, I cannot agree with this analysis.

It must also be pointed out that in this matter the cassation proceedings governed by the Belgian Judicial Code broadly correspond to the procedure applicable in several international courts, whose rules of procedure likewise provide for submissions to be made, after the parties have addressed the court, by an independent legal officer who is not a member of the bench (see, for instance, Rule 44 of the Rules of Procedure of the Benelux Court of Justice and Article 59 of the Rules of Procedure of the Court of Justice of the European Communities).

Seeing that the procureur général’s department at the Court of Cassation cannot be perceived as a party to the dispute any more than as objectively speaking the ally or the opponent of any party, the - purely advisory - intervention of an independent and impartial member of the national legal service, in the sole interest of contributing to the uniformity and consistency of the case-law, in no way affects the right to a fair hearing.

[1] The case is numbered 58/1994/505/587. The first number is the case's position on the list of cases referred to the Court in the relevant year (second number). The last two numbers indicate the case's position on the list of cases referred to the Court since its creation and on the list of the corresponding originating applications to the Commission.

[2] Rules A apply to all cases referred to the Court before the entry into force of Protocol No. 9 (P9) (1 October 1994) and thereafter only to cases concerning States not bound by that Protocol (P9). They correspond to the Rules that came into force on 1 January 1983, as amended several times subsequently.

[3] Note by the Registrar 1. For practical reasons this annex will appear only with the printed version of the judgment (in Reports of Judgments and Decisions - 1996), but a copy of the Commission's report is obtainable from the registry.

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