CASE OF BAKA v. HUNGARY

Peticija Nr. 20261/12 · Priimta 2016-06-23 · ECLI:CE:ECHR:2016:0623JUD002026112 · Kalbos: EN · EN · FR · PL · SL

Peticija Nr.
20261/12
Priimta
2016-06-23
Valstybė atsakovė
HUN
Išvada
Violation of Article 6 - Right to a fair trial (Article 6 - Civil proceedings;Article 6-1 - Access to court;Civil rights and obligations;Determination (civil));Violation of Article 10 - Freedom of expression -{General} (Article 10-1 - Freedom of expression);Pecuniary and non-pecuniary damage - award (Article 41 - Non-pecuniary damage;Pecuniary damage;Just satisfaction)
Konvencijos straipsniai
6, 6-1, 10, 10-1, 10-2, 41
Svarba
Pagrindinė byla (Key case)
Originalas
HUDOC ↗
PirmininkasLuis López GuerraTeisėjasMirjana Lazarova TrajkovskaTeisėjasLedi BiankuTeisėjasGanna YudkivskaTeisėjasVincent A. De GaetanoTeisėjasAngelika NußbergerTeisėjasJulia LaffranqueTeisėjasPaulo Pinto de AlbuquerqueTeisėjasLinos-Alexandre SicilianosTeisėjasErik MøseTeisėjasHelen KellerTeisėjasPaul LemmensTeisėjasAleš PejchalTeisėjasKrzysztof WojtyczekTeisėjasFaris VehabovićTeisėjasDmitry DedovTeisėjasJohan CallewaertTeisėjasDeputy Grand Chamber RegistrarAd hoc teisėjasHelena Jäderblom
Santrauka
Rengiama…

GRAND CHAMBER

CASE OF BAKA v. HUNGARY

(Application no. 20261/12)

JUDGMENT

STRASBOURG

23 June 2016

This judgment is final.

In the case of Baka v. Hungary,

The European Court of Human Rights, sitting as a Grand Chamber composed of:

Luis López Guerra, President,

Mirjana Lazarova Trajkovska,

Ledi Bianku,

Ganna Yudkivska,

Vincent A. De Gaetano,

Angelika Nußberger,

Julia Laffranque,

Paulo Pinto de Albuquerque,

Linos-Alexandre Sicilianos,

Erik Møse,

Helen Keller,

Paul Lemmens, judges,

Helena Jäderblom, ad hoc judge,

Aleš Pejchal,

Krzysztof Wojtyczek,

Faris Vehabović,

Dmitry Dedov, judges,

and Johan Callewaert, Deputy Grand Chamber Registrar,

Having deliberated in private on 17 June 2015 and on 14 March 2016,

Delivers the following judgment, which was adopted on the last-mentioned date:

PROCEDURE

There appeared before the Court:

(a) for the Government Mr Z. Tallódi, Ministry of Justice, Agent,

Ms M. Weller, Ministry of Justice, Co-Agent;

(b) for the applicant Mr A. Cech, lawyer practising in Budapest, Counsel,

Mr E. Látrányi, lawyer practising in Budapest, Adviser.

The Court heard addresses by Mr Cech and Mr Tallódi.

THE FACTS

I. THE CIRCUMSTANCES OF THE CASE

A. Election of the applicant as President of the Supreme Court and his functions

B. The applicant’s public statements and positions concerning the legislative reforms affecting the judiciary

“the Bill ordering the annulment of certain judicial decisions delivered in relation to the 2006 riots gives cause for concern, because it violates the right of judges to assess evidence freely. This is a serious constitutional problem. ... [T]he judiciary is examining the Bill only from a professional point of view and distances itself from any kind of political debate. András Baka [the applicant], President of the National Council of Justice, hopes that Parliament will choose a legal technique that eliminates the problem of unconstitutionality”.
“The adopted legal solution was said to be unfortunate. Now, I myself find it unfortunate if a member of the judiciary, in any position whatsoever, tries to exert influence over the legislative process in such a way.”
“It is, however, unacceptable if a political party or the majority of Parliament makes political demands on the judiciary and evaluates judges by political standards.”

In his letter the applicant asked the Prime Minister to use his influence to prevent Parliament from adopting the proposal. On the same day, however, Parliament adopted the proposal (see “Relevant Domestic Law and Practice” below).

“According to the proposal, the mandatory retirement age of judges will be reduced by 8 years as of 1 January 2012. As a result, the tenure of 228 judges (among them 121 judges responsible for court administration and professional supervision) will be terminated on that same date, without any transition period, since they will have turned 62. By 31 December 2012 a further 46 judges will have to terminate their careers. As a consequence of this decision, the rapidity of judicial proceedings will significantly deteriorate (nearly 40,000 cases will have to be reassigned, which may even result in several years’ delay in judicial proceedings, concerning tens of thousands of persons). The administration of the courts will be seriously hindered, since it is extremely difficult to replace dozens of retiring judges.

The multiple effect of the forced pensioning-off, with no real justification, of highly qualified judges who have several years of experience and practice, most of whom are at the apex of the hierarchy, will fundamentally shatter the functioning of the court system – leaving aside other unforeseeable consequences. Moreover, the proposal is unfair and humiliating with respect to the persons concerned, who took an oath to serve the Republic of Hungary and to administer justice, and who have devoted their lives to the judicial vocation.

It is incomprehensible why the issue of the retirement age of judges is worth regulation in the Fundamental Law. There is only one answer: by including it in the Fundamental Law, there will be no possibility of contesting this legal rule, which violates the fundamental principles of a democratic state governed by the rule of law, before the Constitutional Court.

Such an unjustified step implies political motivation.”

The applicant also decided to express his opinion directly before Parliament, as permitted by Article 45 § 1 of Parliamentary decision no. 46/1994 (IX. 30) OGY on the Rules of Parliament. In his speech, delivered on 3 November 2011, the applicant raised his concerns about the draft legislation. He said that it did not address the structural problems of the judiciary, but left them to “the discretion of the executive of an external administration (the President of the proposed National Judicial Office, which would replace the National Council of Justice in managing the courts), who [would be] assigned excessive and, in Europe, unprecedented powers, with no adequate accountability”. The applicant referred to those new powers (to appoint judges and court executives, to issue normative orders and to designate the court in a given case) as “unconstitutional”. In this regard, he stated as follows:

“This unrestricted, non-transparent and uncontrollable power is unparalleled in contemporary Europe ... The extent and uncontrollability of such centralised authority is without precedent, even in countries where the administration of the judiciary lies with the ministry of justice and even if we think of the socialist dictatorship, in the last years of which Kálmán Kulcsár, member of the Hungarian Academy of Sciences and Minister of Justice responsible for the administration of the judiciary, declared that he would appoint only persons recommended by the professional organs of the judiciary.”

Finally, in his speech the applicant again raised the issue of the new retirement age for judges, saying that it would have a severe effect on the Supreme Court and that the need to have enough judges at the Kúria had not yet been addressed. In this connection, he maintained that the Kúria’s main responsibility – that of ensuring consistency in the judicial application of laws – could be met only if that court were able to deliver judgments in a sufficient number of relevant cases.

C. Termination of the applicant’s mandate as President of the Supreme Court

“In view of the Fundamental Law of Hungary and of the modifications to the court system resulting from that Law, in compliance with the Bill on the Transitional Provisions of the Fundamental Law of Hungary, and with a view to ensuring a smooth transition and continuity in the fulfilment of the tasks of the Kúria as from 1 January 2012, this Bill provides that Parliament must elect, by 31 December 2011 and according to the rules laid down in the Fundamental Law, the President of the Kúria who is to take office on 1 January 2012.”
“The Bill regulates in a comprehensive manner the succession of the Supreme Court and the National Council of Justice and its president, in that the successor body or person shall be different for the respective duties. Having regard to the modifications to the court system, the Bill provides that the term of office of the President of the Supreme Court currently in office, and that of the President and the members of the National Council of Justice, shall be terminated upon the entry into force of the Fundamental Law.”
“The aim of this proposal for an amendment, submitted before the final vote, is to ensure the compliance of consolidated Bill no. T/4743/116, by amending its transitional provisions, with the Fundamental Law, having regard to Bill no. T/4996 on the Amendment of Law no. XX of 1949 on the Constitution of the Republic of Hungary and also to Bill no. T/5005 on the Transitional Provisions of the Fundamental Law of Hungary, both submitted to Parliament.”

D. Election of a new president to the Kúria

E. Consequences of the early termination of the applicant’s mandate as President of the Supreme Court

II. RELEVANT DOMESTIC LAW AND PRACTICE

A. Constitution of 1949

Article 7

“(1) The legal system of the Republic of Hungary accepts the generally recognised principles of international law, and shall harmonise the country’s domestic law with the obligations assumed under international law.

...”

Article 47

“(1) The Supreme Court shall be the highest judicial organ of the Republic of Hungary.

(2) The Supreme Court shall ensure uniformity in the application of the law by the courts; its uniformity resolutions [jogegységi határozat] shall be binding on all courts.” Article 48

“(1) The President of the Supreme Court shall be elected by Parliament upon the recommendation of the President of the Republic; its vice-presidents shall be appointed by the President of the Republic upon the recommendation of the President of the Supreme Court. A majority of two-thirds of the votes of Members of Parliament shall be required to elect the President of the Supreme Court.

...

(3) Judges may only be removed from office on the grounds and in accordance with the procedures specified by law.” Article 50

“...

(3) Judges are independent and answer only to the law. Judges may not be members of political parties and may not engage in political activities.

...”

Article 57

“(1) In the Republic of Hungary everyone is equal before the law and has the right to have the accusations brought against him or her, as well as his or her rights and duties in legal proceedings, judged in a just and public trial by an independent and impartial court established by law.

...”

Article 61

“(1) In the Republic of Hungary everyone has the right to freely express his or her opinion, and furthermore to access and distribute information of public interest.

...”

B. Organisation and Administration of the Courts Act (Law no. LXVI of 1997)

“[t]he term of office of a court executive shall come to an end by:

(a) mutual agreement,

(b) resignation,

(c) dismissal,

(d) the expiry of the period of the term of office,

(e) the termination of the person’s judicial mandate”.

C. Legal Status and Remuneration of Judges Act (Law no. LXVII of 1997)

D. Parliamentary decision no. 46/1994. (IX. 30.) OGY on the Rules of Parliament

“The President of the Republic, the members of the Government, the President of the Constitutional Court, the President of the Supreme Court, the Chief Prosecutor, the Ombudsman, the President of the State Audit Office, and also persons required to report to Parliament during debates on their reports and Hungarian members of the European Parliament during debates on matters of European integration, shall be entitled to take part and speak in sittings of Parliament.”

E. Constitution of the Republic of Hungary (Amendment) Act (Law no. CLIX of 2011), which came into force on 2 December 2011

Section 1

“The Constitution shall be amended with the following section:

...

Section 79. In accordance with Article 26 § 3 of the Fundamental Law, Parliament shall elect the President of the Kúria by 31 December 2011 at the latest.”

F. Fundamental Law of Hungary of 25 April 2011, which came into force on 1 January 2012

Article 25

“(1) The courts shall administer justice. The supreme judicial body shall be the Kúria.

(2) The courts shall decide on:

(a) criminal matters, civil disputes, and other matters defined by law;

(b) the legitimacy of administrative decisions;

(c) conflicts between local ordinances and other legislation, and on their annulment;

(d) the establishment of non-compliance by a local authority with its statutory legislative obligations.

(3) In addition to the responsibilities defined by paragraph (2), the Kúria shall ensure uniformity in the judicial application of laws and shall make decisions accordingly, which shall be binding on the courts.

...

(8) The detailed rules for the organisation and administration of the courts, and of the legal status and remuneration of judges shall be regulated by a Cardinal Act [sarkalatos törvény][2].” Article 26

“(1) Judges shall be independent and only subordinated to laws, and may not be instructed in relation to their judicial activities. Judges may be removed from office only for the reasons and in a procedure defined by a Cardinal Act. Judges shall not be affiliated to any political party or engage in any political activity.

(2) Professional judges shall be appointed by the President of the Republic as defined by a Cardinal Act. No person under thirty years of age shall be eligible for the position of judge. With the exception of the President of the Kúria, no judge may serve after reaching the general retirement age.

(3) The President of the Kúria shall be elected by Parliament from among the judges for nine years on the proposal of the President of the Republic. The election of the President of the Kúria shall require a two-thirds majority of the votes of Members of Parliament.” G. Transitional Provisions of the Fundamental Law of Hungary, which came into force on 1 January 2012

Section 11

“(1) The legal successor to the Supreme Court, the National Council of Justice and their President shall be the Kúria for the administration of justice and the President of the National Judicial Office for the administration of the courts, with any exceptions defined by the relevant Cardinal Act.

(2) The mandates of the President of the Supreme Court and the President and members of the National Council of Justice shall be terminated when the Fundamental Law comes into force[3].” Section 12

“(1) If a judge has reached the general retirement age defined by Article 26 § 2 of the Fundamental Law before 1 January 2012, his or her service shall be terminated on 30 June 2012. If a judge reaches the general retirement age defined by Article 26 § 2 of the Fundamental Law in the period between 1 January and 31 December 2012, his or her service shall be terminated on 31 December 2012.”

Section 31

“(2) ... The Transitional Provisions shall form part of the Fundamental Law[4].”

H. Organisation and Administration of the Courts Act (Law no. CLXI of 2011), which came into force on 1 January 2012

Chapter II

The organisation of the courts

6. The Kúria

Section 24

“The Kúria shall:

(a) adjudicate, in the cases specified in an Act, on appeals lodged against the decisions of a tribunal or a high court;

(b) adjudicate on motions for extraordinary review of a final court decision;

(c) adopt uniformity resolutions [jogegységi határozat], which shall be binding on all courts;

(d) analyse the judicial practice in cases closed with a final judgment, explore and examine the case-law of the courts;

(e) publish guiding resolutions [elvi bírósági határozat] [adopted by the Kúria] and guiding decisions [elvi bírósági döntés] [adopted by the lower courts];

(f) adjudicate on the conflict of local ordinances with other legislation and on their annulment;

(g) adjudicate on the establishment of non-compliance by a local authority with its statutory legislative obligations;

(h) act in other cases falling within its scope of competence.”

Chapter VIII

President of the Kúria and court executives

Section 114

“(1) The President of the Kúria shall be elected by Parliament from among judges appointed for an indeterminate duration and with at least five years of judicial service, in accordance with Article 26 § 3 of the Fundamental Law.”

Chapter XV

Transitional Provisions

Section 177

“(1) The President of the Republic shall nominate the President of the National Judicial Office and the President of the Kúria for the first time by 15 December 2011, at the latest. The nominees shall be heard by the committee of Parliament responsible for justice.

(2) Parliament shall elect the President of the National Judicial Office and the President of the Kúria for the first time by 31 December 2011. ...”

Section 185

“(1) The mandates of the National Council of Justice ... and its members, its President as well as the President and the Vice-President of the Supreme Court and the Head and Deputy Head of the Office of the [National Council of Justice] shall terminate upon the entry into force of the Fundamental Law.

(2) The mandates of the President of the National Judicial Office and the President of the Kúria shall commence as of 1 January 2012. ...” Section 187

“The mandates of court executives appointed before 1 January 2012 shall be valid for the term determined in their appointments, except as set forth in section 185(1).”

Section 188

“(1) The legal successor to the Supreme Court, the National Council of Justice and its President shall be the Kúria for the purposes of activities related to the administration of justice, and – in respect of the administration of courts – the President of the National Judicial Office, except as determined in the Cardinal Acts.”

I. Legal Status and Remuneration of Judges Act (Law no. CLXII of 2011), which came into force on 1 January 2012

Section 90

“A judge shall be exempted [from judicial service]:

...

(h) if the judge

(ha) has reached the applicable retirement age (hereafter referred to as the “upper age limit”). This provision does not apply to the President of the Kúria ...” Section 227

“(1) The person who occupied the office of President of the Supreme Court prior to the entry into force of the present Act shall be governed by the provisions of Law No. XXXIX of 2000 on the remuneration and benefits of the President of the Republic, the Prime Minister, the Speaker of the House, the President of the Constitutional Court and the President of the Supreme Court, inasmuch as he shall be entitled to the benefits under section 26(1) and section 22(1) of Law No. XXXIX of 2000 on the remuneration and benefits of the President of the Republic, the Prime Minister, the Speaker of the House, the President of the Constitutional Court and the President of the Supreme Court if he had reached retirement age at the time of the entry into force of the present Act and requested the benefits.”

Section 230

“(1) The provisions of the present Act shall govern judges reaching the upper age limit before 1 January 2013, subject to the differences set forth in subsections (2) and (3).

(2) If a judge has reached the upper age limit before 1 January 2012, the initial date of the exemption period is 1 January 2012, while the closing date is 30 June 2012, and his judicial mandate shall cease as of 30 June 2012. The proposal concerning exemption shall be made at a time which permits the adoption of the decision on exemption on 30 June 2012, at the latest.

(3) If the judge reaches the upper age limit between 1 January 2012 and 31 December 2012, the initial date of the exemption period is 1 July 2012, while the closing date is 31 December 2012, and his judicial mandate shall cease as of 31 December 2012. The proposal concerning exemption shall be made at a time which permits the adoption of the decision on exemption on 31 December 2012, at the latest.”

J. Judgment no. 33/2012. (VII. 17.) AB of the Constitutional Court of 16 July 2012

K. Judgment no. 3076/2013. (III. 27.) AB of the Constitutional Court, of 19 March 2013

“[30] 1. The impugned statutory provision terminated the mandate of an executive of an organ of the judiciary, an independent branch of State power, whose status was regulated by the Constitution.

[31] The Vice-President of the Supreme Court was one of the executive officials of the judiciary, whose term of office was regulated by Article 48 § 1 of the Constitution. This Constitutional provision provided that the Vice-President of the Supreme Court was to be appointed by the President of the Republic upon the proposal of the Supreme Court’s President. Under section 69(1) of the old AOAC [Law no. LXVI of 1997 on the organisation and administration of the courts], the Vice-President’s term of office should last for a fixed duration of 6 years. One element of the system of separation of powers was that the Constitution distinguished the appointment of the executives of the highest judicial forum from the ordinary system for appointing court executives by placing their appointment in the hands of another branch, namely Parliament in the case of the Supreme Court’s President, and the President of the Republic in the case of its Vice-President. The fact that the former AOAC stipulated a longer fixed-term office for court executives than the mandate of the Government (thus overlapping governmental cycles) constituted one of the constitutional guarantees of the independence of the judiciary, a separate branch within the State.

[32] The Fundamental Law and the new AOAC maintained this distinction with regard to the executives of the Kúria. Although the Fundamental Law does not regulate the appointment and dismissal of the Vice-President, the new AOAC contains a regulation which is similar to the previous one. According to its section 128(1), Vice-Presidents of the Kúria shall be appointed by the President of the Republic on proposals from the Kúria’s President. Their term of office lasts for a determinate period of six years, as stipulated in section 127(1). Pursuant to this regulation, the declaration of the termination of the Vice-President’s term of office by a unilateral State decision, that is, dismissal, is also within the power of the President of the Republic (see decision 176/1991. (IX. 4.) KE of the President of the Republic).

[33] Under section 73 of the former AOAC and section 138 of the new AOAC, the term of office of a judicial executive shall be terminated, as a general rule, upon the expiry of the determinate period of appointment. However, it may be terminated sooner in the event of: resignation, mutual agreement, loss of judicial status and (if an appraisal concludes that the executive is inapt) dismissal.

[34] 2. Taking into account the Constitutional Court’s case-law, it is observed that the shortening of fixed-term appointments via legislation has not been automatically declared unconstitutional if certain conditions were met. The Constitutional Court established [in its judgment no. 5/2007. (II. 27.) AB] that ‘[t]he shortening of fixed-term appointments of State officials may only result from objective or subjective statutory causes (resignation, decease, establishment of incompatibility, application of a specified cause for dismissal or another reason directly affecting the term of office, such as structural modification of the institution)’ (ABH 2007, 120, 126). The Constitutional Court holds that, in addition to organisational restructuring, an important change in the organisation’s functions, that is, in its powers and tasks, may warrant legislative intervention. Specifically, by the time of the selection of the executive in office, competencies required for the new functions of the organisation could not have been assessed. However, it cannot be ruled out that the organisation’s new tasks would require a person with different attitudes, professional experience and practice.

[35] Accordingly, the Constitutional Court had to examine in the present case whether the entry into force of the Fundamental Law affected the functions and tasks of the highest judicial forum in a way which would justify the premature termination of the Vice-President’s term of office.

[36] The Supreme Court was renamed Kúria. The Fundamental Law and the new AOAC modified thoroughly the central administration of the judicial system. Article 11 of the Transitional Provisions of the Fundamental Law separated the professional guidance of judicial activities and the organisational management of the judicial system from each other, on both an institutional and personal level. It provided that the successors to the Supreme Court, the National Council of Justice and its President are to be the Kúria in respect of adjudicating activities, and, in respect of court management – unless otherwise provided in a cardinal Act – the President of the National Judicial Office. It is because of this modification of the central management of the judiciary that Article 11 § 2 of the Transitional Provisions terminated the term of office of the President of the Supreme Court and of the President and the members of the National Council of Justice upon the entry into force of the Fundamental Law. This provision does not put an end to the Vice-President’s term of office, despite the fact that his mandate was regulated in the Constitution.

[37] With the entry into force of the Fundamental Law and the new AOAC, the functions of the Kúria broadened and new tasks have been assigned to it. Pursuant to the Fundamental Law, it was given jurisdiction to supervise the legality of municipal council regulations and to establish whether or not local government had failed to comply with their legislation-related statutory obligations. The new AOAC contains a new chapter on the local government chamber of the Kúria as well as detailed regulations on the procedural rules related to the above-mentioned competences.

[38] The Kúria’s competences in safeguarding the uniform application of law [coherence of the case-law] have also been extended. Besides adopting resolutions to promote the unity of jurisprudence [jogegységi határozat], it became competent to publish judicial resolutions of theoretical importance [elvi bírósági határozat] and to analyse the case-law on the basis of final and binding decisions.

[39] Since safeguarding the consistent application of law became one of the main tasks of the Kúria, its President became responsible, besides internal management of the Kúria, for providing professional guidance on the monitoring, development and consistency of the case-law with regard to the entire court system.

[40] The new AOAC, in its separate chapter on the uniform application of law, contains more detailed and in-depth regulations as regards the tasks and powers already contained in the old AOAC and vests new tasks in both the judicial organisation as a whole and in its executives. Whereas the relevant chapter of the old AOAC referred to the President of the Supreme Court only twice, the new AOAC designates the President or the Vice-President as holders of thirteen specific tasks and powers. In particular, the presidents of the Court of Appeals must inform the President of the Kúria about any decision of theoretical importance adopted by a court under their supervision, about emerging practice based on divergent principles or about final judgments based on divergent principles. The Presidents and Heads of Divisions of High Courts, as well as the Heads of Regional Administrative and Labour Law Divisions, have similar obligations to inform the President of the Kúria directly. A proposal for the publication of a decision of theoretical importance must be addressed to the President of the Kúria, and it is the President of the Kúria who should be notified by the President of the National Judicial Office about the necessity of initiating a uniformity procedure.

[41] It is the President of the Kúria who defines on an annual basis the subjects to be examined by the case-law analysis groups. He or she appoints the heads and members of these groups. If the analysis indicates the need for legislative amendments, it is the President of the Kúria who proposes to the President of the National Judicial Office that he or she submit such a motion. It is the President of the Kúria who proposes to the Publication Panel the publication of a decision qualifying as a decision of theoretical importance. He or she is entitled to order that uniformity procedure be conducted, based on a proposal from the President of the Kúria, who also presides in such proceedings (in addition to the Vice-President and the Head or Deputy-head of the competent Division). In uniformity proceedings related to more than one Division, it is only the President or Vice-President of the Kúria who may preside. Similarly, if the aim of the uniformity proceedings is to modify or abrogate a previous uniformity resolution or to take a stance on a question of principle, the uniformity panel may only be presided by the President or the Vice-President of the Kúria.

[42] Section 123(2) of the new AOAC provides that ‘the Vice-President of the Kúria may replace the President ... with full power’. It is therefore clear that the modification of the judicial system seriously affects not only the President’s but also the Vice-President’s functions. It follows from the possibility of a replacement exercising the full power of the President (which may occur at any time if the President is hindered for any reason or if the position is vacant) that there must be constant and close cooperation between the President and the Vice-President. Besides acting as a replacement, the Vice-President ‘fulfils the tasks vested in him by the Rules of Court’ (see section 123(2) of the new AOAC). This legal authority enables the Vice-President to fulfil some of the President’s tasks on a constant basis and to relieve him or her [of certain duties].

[43] In the Constitutional Court’s opinion, the full-scale restructuring of the judicial system and the important changes relating to the functions and tasks of the Kúria and its President have significantly modified the legal position of the President compared to the date that the Vice-President was appointed. All this necessarily entails the simultaneous modification of the functions, tasks and competences of the Vice-President.

[44] In the light of these changes, the relationship of trust between the President and the Vice-President, enshrined in Constitutional and statutory regulations, is of increased importance.

[45] Consequently, the Constitutional Court finds that these changes provide sufficient justification for the premature termination of the applicant’s term of office.

...”

III. RELEVANT MATERIALS CONCERNING THE SITUATION IN HUNGARY, INCLUDING THE TERMINATION OF THE APPLICANT’S MANDATE AS PRESIDENT OF THE SUPREME COURT

A. Opinions of the Venice Commission

“107. According to Article 25 (1) of the new Constitution, the ‘Curia’ (the Hungarian historical name for the Supreme Court) will be the highest justice authority of Hungary. In the absence of transitional provisions and despite the fact that the election rules for its president remain unchanged in the new Constitution a question arises: will this change of the judicial body’s name result in replacement of the Supreme Court’s president by a new president of the ‘Curia’? As to the judges, they ‘shall be appointed by the President of the Republic as defined by a cardinal Act’ (Article 26 (2)). This also leaves of margin of interpretation as to the need to change (or not) the composition of the supreme body.

...

“2. The President of the Curia

“XII. Transitional issues – Retirement of judges and President of the Curia

B. The Council of Europe Commissioner for Human Rights

“Furthermore, the Commissioner has noted steps taken in Hungary which might undermine the independence of the judiciary. As a consequence of the lowering of the retirement age for judges, more than 200 new judges will now have to be appointed. This measure has been accompanied by a change in the procedure for such appointments, which now rests on the decision of a single politically appointed individual. Moreover, the Commissioner considers it unfortunate that, as a consequence of the new law on the judiciary, the mandate of the President of the Supreme Court has been terminated before the end of the regular term. ‘The approach whereby judges are appointed by the President of the National Judicial Office, who is nominated by the government for nine years, gives rise to serious reservations. The judiciary must be protected from undue political interference.’”

C. The Parliamentary Assembly of the Council of Europe

“4.3.3. The dismissal of the President of the Supreme Court

D. The European Union

“Under the law, the president of a new National Judicial Office concentrates powers concerning the operational management of the courts, human resources, budget and allocation of cases. ... In addition, the mandate of the former president of the Supreme Court, who was elected for six years in June 2009, was prematurely terminated at the end of 2011.

In contrast, other former judges of the Supreme Court continue their mandate as judges of the new Curia, which has replaced the Supreme Court ...”

“57. In the present case, Article 15(1) of the Law of 1993, applicable to the Supervisor pursuant to Article 23(2) of the Law of 1992, provided that the Supervisor could be called upon to vacate office only upon expiry of his term of office or upon death, resignation, declaration of a conflict of interest, compulsory retirement or compulsory resignation. The last three situations require a decision of the Parliament to be adopted by a two-thirds majority. Moreover, compulsory retirement and compulsory resignation cannot take place except in limited circumstances, set out in Article 15(5) and (6) of that regulation respectively.
“the full independence of the judiciary, in particular ensuring that the National Judicial Authority, the Prosecutor’s Office and the courts in general are governed free from political influence, and that the mandate of independently-appointed judges cannot be arbitrarily shortened”.

IV. INTERNATIONAL AND COUNCIL OF EUROPE MATERIALS ON THE INDEPENDENCE OF THE JUDICIARY AND THE IRREMOVABILITY OF JUDGES

A. The United Nations

“8. In accordance with the Universal Declaration of Human Rights, members of the judiciary are like other citizens entitled to freedom of expression, belief, association and assembly; provided, however, that in exercising such rights, judges shall always conduct themselves in such a manner as to preserve the dignity of their office and the impartiality and independence of the judiciary.

...

...

...

“19. The requirement of competence, independence and impartiality of a tribunal in the sense of Article 14, paragraph 1, is an absolute right that is not subject to any exception. The requirement of independence refers, in particular, to the procedure and qualifications for the appointment of judges, and guarantees relating to their security of tenure until a mandatory retirement age or the expiry of their term of office, where such exist, the conditions governing promotion, transfer, suspension and cessation of their functions, and the actual independence of the judiciary from political interference by the executive branch and legislature. States should take specific measures guaranteeing the independence of the judiciary, protecting judges from any form of political influence in their decision-making through the constitution or adoption of laws establishing clear procedures and objective criteria for the appointment, remuneration, tenure, promotion, suspension and dismissal of the members of the judiciary and disciplinary sanctions taken against them. A situation where the functions and competencies of the judiciary and the executive are not clearly distinguishable or where the latter is able to control or direct the former is incompatible with the notion of an independent tribunal. It is necessary to protect judges against conflicts of interest and intimidation. In order to safeguard their independence, the status of judges, including their term of office, their independence, security, adequate remuneration, conditions of service, pensions and the age of retirement shall be adequately secured by law.
“7.3 The Committee takes note of the author’s claim that he could not be removed from the bench since he had, in accordance with the law in force at the time, been elected a judge on 28 April 1994 for a term of office of 11 years. The Committee also notes that presidential decree of 24 January 1997 No. 106 was not based on the replacement of the Constitutional Court with a new court but that the decree referred to the author in person and the sole reason given in the presidential decree for the dismissal of the author was stated as the expiry of his term as Constitutional Court judge, which was manifestly not the case. Furthermore, no effective judicial protections were available to the author to contest his dismissal by the executive. In these circumstances, the Committee considers that the author’s dismissal from his position as a judge of the Constitutional Court, several years before the expiry of the term for which he had been appointed, constituted an attack on the independence of the judiciary and failed to respect the author’s right of access, on general terms of equality, to public service in his country. Consequently, there has been a violation of Article 25 (c) of the Covenant, read in conjunction with Article 14, paragraph 1, on the independence of the judiciary and the provisions of Article 2.”
“5.2 The Committee notes that the authors have made specific and detailed allegations relating to their dismissal, which was not in conformity with the established legal procedures and safeguards. The Committee notes in this regard that the Minister of Justice, in his statement of June 1999 ..., and the Attorney-General of the Republic, in the report by the Public Prosecutor’s Office of 19 September 2000 ... recognize that the established procedures and safeguards for dismissal were not respected. Furthermore, the Committee considers that the circumstances referred to in Presidential Decree No. 144 could not be accepted by it in this specific case as grounds justifying the fact that the dismissal measures were in conformity with the law and, in particular, with Article 4 of the Covenant. The Presidential Decree merely refers to specific circumstances without, however, specifying the nature and extent of derogations from the rights provided for in domestic legislation and in the Covenant and without demonstrating that these derogations are strictly required and how long they are to last. Moreover, the Committee notes that the Democratic Republic of the Congo failed to inform the international community that it had availed itself of the right of derogation, as stipulated in Article 4, paragraph 3, of the Covenant. In accordance with its jurisprudence, the Committee recalls, moreover, that the principle of access to public service on general terms of equality implies that the State has a duty to ensure that it does not discriminate against anyone. This principle is all the more applicable to persons employed in the public service and to those who have been dismissed. With regard to Article 14, paragraph 1, of the Covenant, the Committee notes the absence of any reply from the State party and also notes, on the one hand, that the authors did not benefit from the guarantees to which they were entitled in their capacity as judges and by virtue of which they should have been brought before the Supreme Council of the Judiciary in accordance with the law, and on the other hand, that the President of the Supreme Court had publicly, before the case had been heard, supported the dismissals that had taken place ... thus damaging the equitable hearing of the case. Consequently, the Committee considers that those dismissals constitute an attack on the independence of the judiciary protected by Article 14, paragraph 1, of the Covenant. The dismissal of the authors was ordered on grounds that cannot be accepted by the Committee as a justification of the failure to respect the established procedures and guarantees that all citizens must be able to enjoy on general terms of equality. In the absence of a reply from the State party, and inasmuch as the Supreme Court, by its ruling of 26 September 2001, has deprived the authors of all remedies by declaring their appeals inadmissible on the grounds that Presidential Decree No. 144 constituted an act of Government, the Committee considers that, in this specific case, the facts show that there has been a violation of Article 25, paragraph (c), read in conjunction with Article 14, paragraph 1, on the independence of the judiciary, and of Article 2, paragraph 1, of the Covenant.”
“7.1 The Committee observes that Article 25 (c) of the Covenant confers a right to access, on general terms of equality, to public service, and recalls its jurisprudence that, to ensure access on general terms of equality, not only the criteria but also the ‘procedures for appointment, promotion, suspension and dismissal must be objective and reasonable’. A procedure is not objective or reasonable if it does not respect the requirements of basic procedural fairness. The Committee also considers that the right of equal access to public service includes the right not to be arbitrarily dismissed from public service. The Committee notes the author’s claim that the procedure leading to his dismissal was neither objective nor reasonable. Despite numerous requests, he did not receive a copy of the proceedings from his first hearing before the JSC [Judicial Service Commission] on 18 November 1998; this is confirmed in the Supreme Court decision of 6 September 2004, and is not contested by the State party. Nor did he receive the findings of the Committee of Inquiry, on the basis of which he was dismissed by the JSC. The decision of the Court of Appeal confirms that these documents were never provided to him, in accordance with the express provision of Rule 18 of the JSC rules.

7.2 ... The Committee finds that the JSC’s failure to provide the author with all of the documentation necessary to ensure that he had a fair hearing, in particular its failure to inform him of the reasoning behind the Committee of Inquiry’s guilty verdict, on the basis of which he was ultimately dismissed, in their combination, amounts to a dismissal procedure which did not respect the requirements of basic procedural fairness and thus was unreasonable and arbitrary. For these reasons, the Committee finds that the conduct of the dismissal procedure was conducted neither objectively nor reasonably and it failed to respect the author’s right of access, on general terms of equality, to public service in his country. Consequently, there has been a violation of Article 25 (c) of the Covenant.

7.3 The Committee recalls its general comment [no. 32] on Article 14, that a dismissal of a judge in violation of Article 25 (c) of the Covenant, may amount to a violation of this guarantee, read in conjunction with Article 14, paragraph 1 providing for the independence of the judiciary. As set out in the same general comment, the Committee recalls that ‘judges may be dismissed only on serious grounds of misconduct or incompetence, in accordance with fair procedures ensuring objectivity and impartiality set out in the constitution or the law.’ For the reasons set out in paragraph 7.2 above, the dismissal procedure did not respect the requirements of basic procedural fairness and failed to ensure that the author benefited from the necessary guarantees to which he was entitled in his capacity as a judge, thus constituting an attack on the independence of the judiciary. For this reason the Committee concludes that the author’s rights under Article 25 (c) in conjunction with Article 14, paragraph 1, have been violated.”

B. The Council of Europe

“1.3. In respect of every decision affecting the selection, recruitment, appointment, career progress or termination of office of a judge, the statute envisages the intervention of an authority independent of the executive and legislative powers within which at least one half of those who sit are judges elected by their peers following methods guaranteeing the widest representation of the judiciary.

...

5.1. The dereliction by a judge of one of the duties expressly defined by the statute, may only give rise to a sanction upon the decision, following the proposal, the recommendation, or with the agreement of a tribunal or authority composed at least as to one half of elected judges, within the framework of proceedings of a character involving the full hearing of the parties, in which the judge proceeded against must be entitled to representation. The scale of sanctions which may be imposed is set out in the statute, and their imposition is subject to the principle of proportionality. The decision of an executive authority, of a tribunal, or of an authority pronouncing a sanction, as envisaged herein, is open to an appeal to a higher judicial authority.

...

7.1. A judge permanently ceases to exercise office through resignation, medical certification of physical unfitness, reaching the age limit, the expiry of a fixed legal term, or dismissal pronounced within the framework of a procedure such as envisaged at paragraph 5.1 hereof.

7.2. The occurrence of one of the causes envisaged at paragraph 7.1 hereof, other than reaching the age limit or the expiry of a fixed term of office, must be verified by the authority referred to at paragraph 1.3 hereof.”

“Tenure and irremovability

...

“Tenure – irremovability and discipline

...

(a) that the irremovability of judges should be an express element of the independence enshrined at the highest internal level (...);

(b) that the intervention of an independent authority, with procedures guaranteeing full rights of defence, is of particular importance in matters of discipline; and

(c) that it would be useful to prepare standards defining not just the conduct which may lead to removal from office, but also all conduct which may lead to any disciplinary steps or change of status, including for example a move to a different court or area. ...”

“b. Impartiality and extra-judicial conduct of judges

...

...

“Rule of law and justice

Judicial Independence

Guarantees of independence

...

...

“V. The second question

“3. Termination of certain mandates with the enactment of the Draft amendment law (Art. 2 of the Draft amendment law)

C. The Inter-American Court of Human Rights

“1(1). General standards on judicial independence

...

D. Other international texts

Security of office

“A judge cannot be transferred, suspended or removed from office unless it is provided for by law and then only by decision in the proper disciplinary procedure.

A judge must be appointed for life or for such other period and conditions, that the judicial independence is not endangered.

Any change to the judicial obligatory retirement age must not have retroactive effect.”

“20. (a) Legislation introducing changes in the terms and conditions of judicial services shall not be applied to judges holding office at the time of passing the legislation unless the changes improve the terms of service.

(b) In case of legislation reorganising courts, judges serving in these courts shall not be affected, except for their transfer to another court of the same status.”

THE LAW

I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE CONVENTION

“In the determination of his civil rights and obligations ... everyone is entitled to a fair ... hearing ... by [a] ... tribunal ...”

A. The Chamber judgment

B. The parties’ submissions to the Grand Chamber

C. Submissions of third-party interveners

D. The Court’s assessment

(a) Applicability of Article 6 of the Convention

(i) Existence of a right

(ii) “Civil” nature of the right: the Vilho Eskelinen test

(b) Compliance with Article 6 § 1 of the Convention

II. ALLEGED VIOLATION OF ARTICLE 10 OF THE CONVENTION

“1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. ...

A. The Chamber judgment

B. The parties’ submissions

C. Submissions of third-party interveners

D. The Court’s assessment

(a) The application of Article 10 of the Convention to measures against members of the judiciary

(b) Whether there had been an interference in the present case

(a) “Prescribed by law”

(b) Legitimate aim

(c) “Necessary in a democratic society”

(i) General principles on freedom of expression

“(i) Freedom of expression constitutes one of the essential foundations of a democratic society and one of the basic conditions for its progress and for each individual’s self-fulfilment. Subject to paragraph 2 of Article 10, it is applicable not only to ‘information’ or ‘ideas’ that are favourably received or regarded as inoffensive or as a matter of indifference, but also to those that offend, shock or disturb. Such are the demands of pluralism, tolerance and broadmindedness without which there is no ‘democratic society’. As set forth in Article 10, this freedom is subject to exceptions, which ... must, however, be construed strictly, and the need for any restrictions must be established convincingly ...

(ii) The adjective ‘necessary’, within the meaning of Article 10 § 2, implies the existence of a ‘pressing social need’. The Contracting States have a certain margin of appreciation in assessing whether such a need exists, but it goes hand in hand with European supervision, embracing both the legislation and the decisions applying it, even those given by an independent court. The Court is therefore empowered to give the final ruling on whether a ‘restriction’ is reconcilable with freedom of expression as protected by Article 10.

(iii) The Court’s task, in exercising its supervisory jurisdiction, is not to take the place of the competent national authorities but rather to review under Article 10 the decisions they delivered pursuant to their power of appreciation. This does not mean that the supervision is limited to ascertaining whether the respondent State exercised its discretion reasonably, carefully and in good faith; what the Court has to do is to look at the interference complained of in the light of the case as a whole and determine whether it was ‘proportionate to the legitimate aim pursued’ and whether the reasons adduced by the national authorities to justify it are ‘relevant and sufficient’... In doing so, the Court has to satisfy itself that the national authorities applied standards which were in conformity with the principles embodied in Article 10 and, moreover, that they relied on an acceptable assessment of the relevant facts ...”

(ii) General principles on freedom of expression of judges

(iii) Application of those principles in the present case

III. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION TAKEN IN CONJUNCTION WITH ARTICLE 10

“Everyone whose rights and freedoms as set forth in [the] Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.”

IV. ALLEGED VIOLATION OF ARTICLE 14 OF THE CONVENTION TAKEN IN CONJUNCTION WITH ARTICLES 6 § 1 AND 10

“The enjoyment of the rights and freedoms set forth in [the] Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status.”

V. APPLICATION OF ARTICLE 41 OF THE CONVENTION

“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”

A. Damage

B. Costs and expenses

C. Default interest

FOR THESE REASONS, THE COURT

(a) that the respondent State is to pay the applicant, within three months, the following amounts, to be converted into the currency of the respondent State at the rate applicable at the date of settlement:

(i) EUR 70,000 (seventy thousand euros), plus any tax that may be chargeable, in respect of pecuniary and non-pecuniary damage;

(ii) EUR 30,000 (thirty thousand euros), plus any tax that may be chargeable to the applicant, in respect of costs and expenses;

(b) that from the expiry of the above-mentioned three months until settlement simple interest shall be payable on the above amounts at a rate equal to the marginal lending rate of the European Central Bank during the default period plus three percentage points;

Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 23 June 2016.

Johan Callewaert Luis López Guerra

Deputy Registrar President

In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the following separate opinions are annexed to this judgment:

(a) joint concurring opinion of Judges Pinto de Albuquerque and Dedov;

(b) concurring opinion of Judge Sicilianos;

(c) dissenting opinion of Judge Pejchal;

(d) dissenting opinion of Judge Wojtyczek. L.L.G

J.C.

JOINT CONCURRING OPINION OF JUDGES PINTO DE ALBUQUERQUE AND DEDOV

Firstly, the nature of section 11(2) of the Transitional Provisions of the Fundamental Law of 31 December 2011 is not clearly identified. Secondly, the Court seems to take for granted its jurisdiction to assess the compatibility of constitutional provisions with the European Convention on Human Rights (“the Convention”), without explaining the grounds and breadth of its remit. Both the substance and the procedure for adopting the impugned provisions were assessed under the presumption that the Court had a “natural” or “legal” Kompetenz-Kompetenz to verify the Convention compliance of the constitutional reforms in question, including on issues related to the independence of the judiciary and the rule of law. Thirdly, for the purposes of its assessment of the constitutional reform, the Court acknowledges the applicant’s right of access to a court as a right under domestic law, although the issue of the premature termination of the applicant’s mandate as President of the Supreme Court was included in a transitional constitutional provision with the deliberate purpose of precluding him from contesting it before the Service Tribunal. The Court found this right of access to be a given by reading into the domestic law the international standards on judicial independence, which are – for the most part – soft law. In straightforward terms, the Court not only ascribes direct effect in the Hungarian legal order to the Article 6 guarantee of judicial independence and right of access to a court; it goes further and affirms the Convention’s supra-constitutional effect, in order to override the contradicting domestic constitutional provision. In so doing, the Court affirms itself as the European Constitutional Court, with power to declare domestic constitutional provisions devoid of any legal effects within the relevant domestic legal order.

Unconstitutional constitutional norms

“(1) In order to create and maintain peace and security, and to achieve the sustainable development of humanity, Hungary shall strive for cooperation with all the peoples and countries of the world.

(2) In order to comply with its obligations under international law, Hungary shall ensure that Hungarian law be in conformity with international law.

(3) Hungary shall accept the generally recognised rules of international law. Other sources of international law shall become part of the Hungarian legal system by promulgation in legal regulations.”

“[t]he constitutional criteria of a democratic State under the rule of law are at the same time constitutional values, principles and fundamental democratic freedoms enshrined in international treaties and accepted and acknowledged by communities of democratic States under the rule of law, as well as the jus cogens, which partly overlap with the foregoing. As appropriate, the Constitutional Court may even examine the free enforcement and the constitutionalisation of the substantial requirements, guarantees and values of democratic States under the rule of law”.

Hence, in spite of the lack of an explicit and unamendable “eternity clause” in the Fundamental Law[12], the Constitutional Court admitted an inner hierarchy within the said Law, on the basis of which any potential conflict within the Fundamental Law was to be resolved.

“The Constitutional Court may only review the Fundamental Law and the amendment thereto for conformity with the procedural requirements laid down in the Fundamental Law with respect to its adoption and promulgation.”

Furthermore, Article 19 of the Fourth Amendment introduces point 5 of the Closing and Miscellaneous Provisions, which states that

“Constitutional Court rulings given prior to the entry into force of the Fundamental Law are hereby repealed. This provision is without prejudice to the legal effect produced by those rulings”.

The self-confessed legislative purpose was to prohibit the Constitutional Court from reviewing the substantive unconstitutionality of constitutional provisions and from referring to any of the previous decisions made from the point of the Constitutional Court’s establishment in 1990 until the introduction of the Fundamental Law on 1 January 2012. This obviously raises, among other issues, grave problems regarding the principles of the rule of law and of legal certainty.[19] Called upon to assess this Amendment, the Constitutional Court held, in its decision no. 12/2013, that it would have jurisdiction to analyse the new provisions incorporated by the Fourth Amendment once its details were outlined in further Acts, in order to ensure that they “make up a system that is free from any inconsistencies with international and European Union commitments”.[20] Moreover, after the entry into force of the Fourth Amendment, the Constitutional Court has occasionally referred to its rulings given prior to the entry into force of the Fundamental Law.

Ad hominem legislation

The direct, supra-constitutional effect of the Convention

The Court as the European Constitutional Court

In the present case, this constitutional instrument has been fully used by the Court not only to remedy the harm done to the applicant, but to reproach the political-constitutional choice made in section 11(2) of the Transitional Provisions of the Fundamental Law, in conjunction with section 185 of the 2011 Organisation and Administration of the Courts Act.[38] The memorable paragraph 118 of the judgment, read in the light of paragraph 110, determines that section 11(2) of the Transitional Provisions of the Fundamental Law and section 185 of the 2011 Act lacked legal effect in the domestic order. Since these provisions are null and void ab initio and devoid of any legal effects within the domestic legal order, the respondent State is obliged to act as if they have never been enacted. With this finding, the Court is not entering uncharted waters, but merely following the standard set long ago by Barrios Altos for domestic laws which violate the “block of conventionality”.[39]

Conclusion

CONCURRING OPINION OF JUDGE SICILIANOS

(Translation)

Judicial independence in the Court’s case-law under Article 6 § 1 of the Convention: the right of persons involved in court proceedings to an independent judge

“In determining whether a body can be considered to be ‘independent’ – notably of the executive and of the parties to the case (see, inter alia, the Le Compte, Van Leuven and De Meyere [v. Belgium] judgment of 23 June 1981, Series A no. 43, § 55) –, the Court has had regard to the manner of appointment of its members and the duration of their term of office (ibid., § 57), the existence of guarantees against outside pressures (see the Piersack [v. Belgium] judgment of 1 October 1982, Series A no. 53, § 27) and the question whether the body presents an appearance of independence (see the Delcourt [v. Belgium] judgment of 17 January 1970, Series A no. 11, § 31).”

The Court has added in this regard that what is at stake is “the confidence which such tribunals must inspire in the public” (see Clarke v. the United Kingdom (dec.), no. 23695/02, ECHR 2005‑X).

“[t]he principle of the rule of law and the notion of fair trial enshrined in Article 6 ... preclude any interference by the legislature with the administration of justice designed to influence the judicial determination of the dispute”.

The formula in question, frequently repeated since (see, for example, National & Provincial Building Society, Leeds Permanent Building Society and Yorkshire Building Society v. the United Kingdom, 23 October 1997, § 112, Reports of Judgments and Decisions 1997‑VII; Zielinski and Pradal and Gonzalez and Others v. France [GC], nos. 24846/94 and 9 others, § 57, ECHR 1999‑VII; Scordino v. Italy (no. 1) [GC], no. 36813/97, § 126, ECHR 2006‑V; and Tarbuk v. Croatia, no. 31360/10, § 49, 11 December 2012), conveys the idea of the separation of powers.

The non-binding international texts: judicial independence includes the judge’s subjective right to independence

“[j]udicial independence shall be statutory, functional and financial. It shall be guaranteed with regard to the other powers of the State, to those seeking justice, other judges and society in general, by means of national rules at the highest level ...”

Similarly, the Venice Commission has considered that “the interest of maintaining the independence of the judiciary and the good administration of justice requires that the judiciary be protected against arbitrary dismissal and interference in the exercise of the functions” (Opinion quoted in paragraph 82 of the judgment; see also paragraph 97 of the Joint Opinion of the Venice Commission and the Directorate of Human Rights (DHR) of the Directorate General of Human Rights and the Rule of Law (DGI) of the Council of Europe, quoted in paragraph 83 of the judgment).

The International Covenant on Civil and Political Rights and the American Convention on Human Rights: essentially the same wording as the European Convention

“everyone shall be entitled to a fair and public hearing by a competent, independent and impartial tribunal established by law ...”.

Article 8 § 1 of the American Convention on Human Rights also contains a similar provision:

“Every person has the right to a hearing, with due guarantees ... by a competent, independent, and impartial tribunal, previously established by law ...”

In other words, the wording of these two binding instruments, like that of the Convention, approaches the issue of judicial independence in terms of the rights of persons involved in court proceedings, and not from the perspective of the judge’s subjective right to have his or her own independence guaranteed and respected by the State (including within the judiciary).

The case-law of the Human Rights Committee: highlighting the judge’s right to independence

The case-law of the Inter-American Court of Human Rights: from the right to an independent judge to the judge’s right to independence

“The foregoing serves to clarify some aspects of the Court’s jurisprudence. Indeed, in the case of Reverón Trujillo v. Venezuela, the Court concluded that the right to be heard by an independent tribunal, enshrined in Article 8(1) of the Convention, only implied that a citizen has a right to be judged by an independent judge. However, it is important to point out that judicial independence should not only be analyzed in relation to justiciable matters, given that the judge must have a series of guarantees that allow for judicial independence. The Court considers it pertinent to specify that the violation of the guarantee of judicial independence, as it relates to a judge’s tenure and stability in his position, must be examined in light of the conventional rights of a judge who is affected by a State decision that arbitrarily affects the term of his appointment. In that sense, the institutional guarantee of judicial independence is directly related to a judge’s right to remain in his post, as a consequence of the guarantee of tenure in office.”

Towards a subjective right to judicial independence, protected by the Convention?

DISSENTING OPINION OF JUDGE PEJCHAL

To my regret, I have to dissent with regard to the finding of a violation of the Convention. I could not vote with the majority.

I can agree with the majority that this case is about freedom. But what is freedom? In his famous magnum opus Law, Legislation and Liberty, Friedrich Hayek stated as follows regarding the discipline of freedom:

“Man has not developed in freedom. The member of the little band to which he had had to stick in order to survive was anything but free. Freedom is an artefact of civilization that released man from the trammels of the small group, the momentary moods of which even the leader had to obey. Freedom was made possible by the gradual evolution of the discipline of civilization which is at the same time the discipline of freedom. It protects him by impersonal abstract rules against arbitrary violence of others, and enables each individual to try to build for himself a protected domain with which nobody else is allowed to interfere and within which he can use his own knowledge for his own purposes. We owe our freedom to restraints of freedom.”

I am convinced that the present case concerns the discipline of freedom. An individual who is one of the most senior representatives of the State must demonstrate the highest standard with regard to the discipline of freedom. Part of this discipline involves a strict separation of service to the community on the one hand, and one’s own interests on the other. The Convention protects (in Hayek’s words) all free citizens in a community “against arbitrary violence of others, and enables each individual to try to build for himself a protected domain with which nobody else is allowed to interfere and within which he can use his own knowledge for his own purposes”.

The present case is rather straightforward. The applicant – a holder of State power (in the form of judicial office) – freely chose the means (and the content) of his “official speeches” to comment on the situation of or changes to the Hungarian judiciary. Presumably, he acted to the best of his knowledge and belief. But this presumption can only be mere speculation. Nobody can know the real motivation for his actions.

Most probably his “official speeches” did not convince even the President of the Republic or the members of parliament when they reached the decision that, in future, one of the holders of State power (in the form of judicial office) would not be the applicant, but someone else. Again, however, this is mere speculation. The decision by the President of the Republic and the members of parliament could have had an entirely different motivation.

Moreover, it is to be observed that the applicant’s originally critical attitude was subsequently transformed into a supportive stance with regard to the action taken by the President of the Republic, the Government and the Parliament. How else can we explain the fact that the applicant ultimately accepted a high judicial function as “chairman of a civil bench of the Kúria”, a post that he continues to hold?! (See paragraph 13 of the Government of Hungary’s memorial, dated 8 April 2015.)

In other words, no court (including an international court) can review, in the framework of the democratic rule of law, the reasons for the votes cast by the members of parliament in a free election. In my opinion, in the absence of a ruling by the Court on the free nature of the election in question, it is impossible to examine de facto the reasons for which a particular individual was elected to carry out the functions of the President of the Kúria. It is within the respondent State’s margin of appreciation to lay down the conditions that a candidate must fulfil in order to be able to run for the post of President of the Kúria.

It is possible to imagine a scenario in which, following the adoption of amendments to the Hungarian Constitution, the applicant would be nominated by the President of the Republic and elected by the members of parliament to functions (President of the Kúria, President of the National Judicial Office) held by other persons at the material time. In such a scenario, would it also be possible to find a violation of the Convention? I do not suppose so.

In my opinion, an international court established by the member States of an international organisation cannot de facto decide on the question of who may or may not hold the highest judicial office in a sovereign democratic State, governed by the rule of law, which has equal standing to the other member States of that international organisation.

I am profoundly convinced that the Court is unable to apply any Article of the Convention or the Protocols thereto in the present case. A judge of this Court must also fulfil his or her duty to abide by the discipline of freedom.

DISSENTING OPINION OF JUDGE WOJTYCZEK

In cases where an applicant holds public office it is necessary to distinguish between the private person (the holder of the office) and the State organ in question (the office held). A person holding a public office may act either in an official capacity or in a private capacity. This distinction is much easier to draw in the case of collegial State organs, where a collective act or utterance is typically an official act, although one cannot exclude the possibility that on certain occasions members of a State organ may collegially perform private acts. In the case of single-person State organs, it may be much more difficult to draw a clear line between acts undertaken by an individual in his or her private capacity, on the one hand, and the actions of the State organ itself, on the other. Personal views may then more easily influence the content of official acts.

It is important to stress that when acting in a private capacity an individual may undertake freely any actions which are not forbidden by law, and may pursue any interests that he or she wishes, including the most selfish ones. An individual acting in the capacity of a State organ may only undertake actions which are authorised by law and is under an obligation to promote the interests defined by law.

This first fundamental distinction entails a second: namely, the distinction between an individual’s status and the status of the State organ that he or she represents. An individual is a holder of rights and duties in his or her relationship with the State. A State organ cannot be a holder of rights. Its status is analysed in terms of its tasks and powers, as well as its interactions with other State organs. Acts performed in an official capacity cannot fall within the ambit of guaranteed rights (see, for instance, under the German Basic Law, B. Bleckmann, Staatsrecht II – Die Grundrechte (Cologne – Berlin – Bonn – Munich, Carl Heymans Verlag, 1989), p. 123).

The majority refers several times to the international standards pertaining to the status of judges (see, in particular, paragraphs 114, 121, 168 and 172 of the judgment). Their reasoning gives the impression that those standards are important for the purpose of establishing the scope of the human rights protection to be afforded to persons holding judicial office. In this logic, judges’ speech would enjoy stronger protection under the Convention than the speech of other citizens, as the universal guarantees of Article 10 are juxtaposed with the guarantees of judicial independence.

It is important to stress in this context that the office of judge, whether national or international, is first and foremost one of service to the community, in the same way as any other public office invested with public power. The principles of judicial independence and the irremovability of judges belong to the sphere of objective law. Constitutional democracies grant a certain sphere of autonomous power to the judiciary and, through the above-mentioned principles, protect this sphere against encroachments from the legislative and executive branches. Judicial independence and irremovability are not laid down to protect the individual interests of judges or to facilitate their personal self-fulfilment, but rather to protect the public interest in fair judicial proceedings and the proper functioning of the justice system. They protect those citizens who seek justice, but not the individuals who exercise judicial power. These guarantees cannot be analysed as the individual rights of a judge, even if they co-define (with certain other legal rules) the legal status of the persons holding judicial office. A right-holder may decide freely how to exercise his or her rights and to what extent he or she may assert them through legal remedies. A judge is not free to decide how to assert judicial independence and to what extent it will be asserted before the other State authorities (see below).

The guarantees of judicial independence are not special human rights granted to individual persons holding judicial office, and they do not increase the degree of protection that individuals holding judicial office enjoy as human rights holders. Equally, they do not broaden the scope of the human rights enjoyed by those individuals. On the contrary, judicial integrity and independence may justify deeper interference with judges’ rights than in the case of ordinary citizens.

These remarks apply a fortiori to the stability of tenure of a court’s president, including the president of a Supreme Court. Stability of tenure is granted to a court’s president for the sake of the proper exercise of judicial power. No individual interests motivate it. The person holding this office does not have any individual (subjective) right to retain office.

In this context, a clear distinction should be made between, firstly, the objective principles which define the status of the judiciary vis-à-vis the legislative and executive powers, and, secondly, the legal rules which define the scope of judges’ human rights (in their private capacity) vis-à-vis the State.

Private speech encompasses, inter alia, the utterances of public officials, made in their private capacity and expressing their private views on various matters, including public questions. Private speech may therefore invoke the usual disclaimer that the utterance expresses the private views of the speaker and does not necessarily reflect those of the institution. Official speech encompasses utterances made in an official capacity, especially those expressing the official viewpoint of a State organ. The opinions expressed by the speaker are attributable to the institution he or she represents. In any event, it is necessary to distinguish between situations when an official exercises his or her freedom of speech in order to express private views on public matters and those situations when an official uses his or her office to speak on behalf of a public authority.

Speech is, by its very nature, an instrument of action that is available to every individual. Utterances are factual acts which usually do not produce legal effects, and must be distinguished from acts of State authority, which are open only to public organs invested with State power. However, official speech is a very specific way of exercising public power, which has the potential to influence the behaviour of individuals and the attitude of other State organs. The importance of this tool should not be underestimated in a deliberative democracy. Furthermore, there is a real risk of abusing this instrument, for instance for the purpose of indoctrination or in order to affect the reputation of others.

The function of official speech is not to express private views. Speakers must remember that they present the official point of view of the official organ in question. They speak in the name of the State organ they represent, in order to achieve specific aims. One of the purposes of official speech is to interact with other State organs, within the broader framework of the checks and balances which ensure the separation of powers. In this context, official speech may be used as a tool to protect or assert a State organ’s powers vis-à-vis other State organs. In any event, official speech is not a matter of freedom but, at most, a matter of discretion in the exercise of public power (compare, under the German Basic Law, H. Bethge, Artikel 5 in: Grundgesetz. Kommentar, M. Sachs (ed.) (Munich, Verlag C.H. Beck 2014), p. 300).

Three elements are important here. Firstly, speaking out is a duty. Although the nature of this duty is not clearly explained in the reasoning, it may be assumed that it is not only a moral but also a legal duty. Secondly, it serves a specific public interest. Thirdly, it is perceived as a tool which serves to protect the position of the judicial branch in its relations with the other branches of State. These are three strong arguments against analysing official judicial speech as an expression of freedom. The sphere of judges’ speech cannot be regarded as a domain of personal choice, but instead as a field subject to precise legal obligations, which have been imposed in the public interest and which restrict the choices available to a judge. In other words, judges’ official speech is not a matter of individual freedom, but remains very strictly circumscribed and subordinated to the promotion of specific public interests. Public office in the judiciary is not a rostrum for the exercise of free speech.

The notion of freedom of expression enshrined in Article 10 of the Convention presupposes free choice as to whether to speak and what to say. In recognising that the applicant had a duty to speak out in defence of the public interest, the majority seems to contradict the view that the utterances under consideration were covered by Article 10 of the Convention.

The applicant’s utterances did not express his viewpoint as a citizen, but the official point of view of an organ of the Hungarian State. He could not and did not invoke the disclaimer that he was expressing only his private views, and not those of the institution he represented. There is no doubt that the utterances by the applicant which are at the basis of the applicant’s complaint fall within the category of official speech.

The decisive issue in the instant case is whether the guarantees of Article 10 apply to official speech. In order to answer this question, it is necessary to understand the differences between private and public speech. Private speech is a matter of freedom of expression. The speaker does not need to have a legal basis to speak. Any utterance which is not prohibited is permitted. In contrast, official speech is a tool of public power. The speaker requires a legal basis to speak in his or her official capacity. There should be a legal basis for any official utterance. The choice as to the manner in which speech is used is not a matter of personal freedom but, at best, one of discretion in exercising public power. A State organ may not exceed the legal limits of discretion.

Applying Article 10 guarantees to official speech would mean that the manner in which a State organ speaks is to be considered a matter of personal freedom. Every communication which is not explicitly prohibited would be permitted. No specific legal basis for State organs to speak would be required and any restriction on official speech would have to comply with Article 10 § 2 of the Convention. Official speech could then, in principle, express private views and serve the personal interest of the right-holder, including the purpose of his or her personal fulfilment. A situation in which official speech interferes with the rights of another person could not be treated as mere State interference with that person’s rights, but would instead represent a situation of conflict between the freedom of speech of the public official on the one hand, and the rights of that third person on the other. A very thorough balancing exercise would then be required to resolve the conflict between these conflicting rights. The approach taken by the majority, consisting in applying Article 10 to official speech, turns a matter of discretion in the exercise of a specific public power into a free act, covered by the guarantees of individual freedom. The extension of Article 10 to official speech thus undermines the effective protection of the individual against the State.

For all those reasons, in my view, Article 10 is not applicable to official speech (compare, under Article 5 of the German Basic Law, C. Starck, Artikel 5 in: Kommentar zum Grundgesetz, H. von Mangoldt, F. Klein, C. Starck (eds.) (Munich, Verlag Franz Vahlen, 1999), vol. 1, p. 659; and H.D. Jarass, B. Pieroth, Grundgesetz für die Bundesrepublik Deutschland (Munich, Verlag C.H. Beck, 2004), p. 195, as well as a decision of the German Federal Administrative Court – BVerwGE 104, 323 (326) – cited therein).

The applicant was deprived of two public offices (President of the Supreme Court and President of the National Council of Justice), which means that he was deprived of public power. His patrimonial rights were also affected, in that he lost certain pecuniary benefits connected with the two public offices in question.

I note in this context that dismissal from public service is an interference with the rights of the dismissed person. However, the applicant was not dismissed from public service, since he preserved his office as judge.

I agree that depriving someone of pecuniary benefits affects that person’s patrimonial rights and may constitute an interference with the human rights protected under Article 1 of Protocol No. 1. However, the Chamber declared these pecuniary grievances, raised in the application under Article 1 of Protocol No. 1, inadmissible, stressing that “[t]here is no right under the Convention to continue to be paid a salary of a particular amount” (see paragraph 105 of the Chamber judgment). As a result, the Grand Chamber could not examine this aspect of the case. It follows that the interference under consideration remains limited to the deprivation of public office.

The majority’s reasoning is based on the idea that the deprivation of public power is an interference with individual rights. In my view, the approach adopted by the majority in this respect is extremely problematic from the viewpoint of human rights. Public power can never be part of a natural person’s individual status. Although there exists an internationally recognised human right to take part in the conduct of public affairs and to have access to public service (see Article 25 of the International Covenant on Civic and Political Rights), there is no human right to preserve public power. Deprivation of public power may adversely affect the legal position of a State organ, but it does not affect, per se, the human rights of the holder of public power. Depending on the circumstances, it may, however, either affect the people (the Nation), who are the ultimate holders of sovereign power in a democratic State, or enable the sovereign people to assert their power vis-à-vis their representatives.

The mere fact that an individual was removed from public office entailing the exercise of public power and, in consequence, lost his or her public power should not be regarded per se as an interference with human rights. In a parliamentary regime, is a vote of no confidence in the Cabinet (which entails the resignation of its members) an interference with the human rights of those Cabinet members?

Firstly, the rules applied by the majority are not couched in general terms. Surprisingly, the relevant part of the reasoning is worded as follows (see paragraph 149 of the judgment):

“The Court is of the view that once there is prima facie evidence in favour of the applicant’s version of the events and the existence of a causal link, the burden of proof should shift to the Government.”

The reasoning refers here to the specific situation of the applicant, giving the impression that the Court is applying an ad hoc rule, devised for the specific case of a specific person. Moreover, this rule is not set out in the general principles applicable to the case, but has been inserted in the analysis of the individual circumstances of the case.

Secondly, the rules on the burden of proof applied by the majority are not set out with sufficient clarity and precision. In particular, the majority does not state explicitly what exactly the Government ought to demonstrate. This lack of precision on such a crucial point obviously affects the outcome of the case.

Thirdly, the rules on the burden of proof are of crucial importance in deciding this case. These rules, as formulated by the Court in the instant case, go beyond a mere concretisation of the general requirement that justification must exist for an interference with rights and, moreover, they determine the scope of relevant factual elements for adjudication in this case. The European Court of Human Rights has previously insisted that a court should not surprise the parties by invoking, ex officio, important legal or factual elements which have not been discussed by them (see, in particular, the judgments in the following cases: Clinique des Acacias and Others v. France, nos. 65399/01 and 3 others, 13 October 2005; Čepek v. the Czech Republic, no. 9815/10, 5 September 2013; Alexe v. Romania, no. 66522/09, 3 May 2016; and Liga Portuguesa de Futebol Profissional v. Portugal, no. 4687/11, 17 May 2016). Therefore, in accordance with the Court’s case-law on adversarial proceedings, it would have been preferable to draw the parties’ attention specifically to the rule of the burden of proof to be applied and to invite them to present their position in the light of this rule. The failure to do so affected the Government’s position in the proceedings. The approach adopted seems to depart from the strict standards of a fair trial as developed by the Court itself.

Fourthly, any rule on the allocation of the burden of proof must have sufficient justification. It may be that such a rule does not necessarily reflect a generalisation about facts (based on the principle praesumptio sumitur de eo quod plerumque fit), but in any event it has to take into account the factual context in which it operates and have a strong axiological foundation. I note, furthermore, that in European legal culture there is wide acceptance of the principle affirmanti non neganti incumbit probatio. Although the Court affirms in the context of Article 2 and 3 cases that “Convention proceedings do not in all cases lend themselves to a strict application of the principle affirmanti incumbit probatio” (see, for example, Hassan v. the United Kingdom [GC], no. 29750/09, § 49, ECHR 2014), exceptions to this principle require a strong justification. Even if there is no doubt that the Government should be required to justify reforms which entail interference with rights protected under the Convention, in cases such as the instant one the burden of proof as allocated by the Court may be extremely difficult (if even possible) to meet. Under the rules applied by the majority, a constitutional reform causing detrimental consequences to a specific person holding public office (or to a clearly identified group of office holders) who had previously criticised the Government will henceforth usually be considered as an unacceptable interference with that person’s freedom of speech. Thus, the question of the allocation of the burden of proof in such cases should be re-examined.

Be that as it may, I am not persuaded that a causal link exists in the instant case. Apparently, the termination of the applicant’s mandate was decided because the parliamentary majority in Hungary wanted to place persons holding views closer to its own in two key judicial posts. The impugned measure does not appear to be a sanction for past utterances, but rather a tool to influence the way in which two State organs will operate in the future. In other words, the applicant was most probably replaced not because of what he said or did not say in the past, but because he was considered to be a person who might try, in the future, to use his powers in a way that would hinder the parliamentary majority’s policy. Obviously, in a State governed by the rule of law such a consideration can never justify interference with judicial independence.

Firstly, the legal position of the applicant as he was affected by the reform cannot be analysed as a subjective right. There is no doubt that the applicant cannot be removed from his post as judge. In such an event, what would have been at stake would be the individual right of access to public service. However, the case does not concern an individual’s dismissal from the office of judge, but the termination of specific administrative positions within the judiciary. It is true that, prior to the constitutional reform, Hungarian legislation provided for a six-year mandate and defined the specific conditions for its termination. However, as explained above, this rule was not enacted to protect the individual interests of the office holder, but rather the public interest in judicial independence. In particular, it was not established to enable the applicant to make plans for his personal future, but to ensure the proper conditions for the exercise of judicial power. A holder of public office entrusted with public power does not enjoy a subjective right not to lose that power.

Even assuming that the applicant’s legal position were a subjective right, it would have been necessary to establish the exact nature of this right and to determine who the right-holder is, who the right-debtors are (i.e. the bodies which have the obligation to implement the right) and what the exact content of the right is. In particular, it was necessary to determine the scope of the State organs against whom a right may be asserted. Not all rights recognised in domestic law can be asserted against Parliament acting in its capacity as an ordinary lawmaker, let alone in its capacity as Constitution-maker.

Secondly, litigation on the removal of an individual from the office of President of the Supreme Court or President of the National Council of Justice is not civil in nature, but pertains to the area of public law. It concerns a public-law dispute between two State organs over their respective positions and the scope of their powers.

Thirdly, it is true that the constitutional rule in question affected one specific person. In my opinion, however, access to a court was ruled out in a general, abstract and foreseeable manner by the very fact that the impugned provisions were constitutional in nature. The constitutional rank of the provisions unequivocally excluded their judicial review per se. The majority recognises that there was no doubt that the applicant could not lodge a constitutional complaint before the Constitutional Court (see paragraph 75 of the Chamber judgment).

Fourthly, I agree that the High Contracting Parties must exercise their constituent power in compliance with the obligations stemming from the Convention. At the same time, in establishing the content of those obligations in respect of effective remedies and access to courts, one must also take into account the peculiarities of the constituent power in a democratic State. The exclusion of constitutional measures from judicial review serves the purpose of preserving popular sovereignty, which finds one of its expressions in the freedom of the constituent power. It protects the right of the people to choose freely a constitutional system as a foundation and frame for the exercise of public power. It has a strong basis in Article 3 of Protocol No. 1, which protects the right to elect a legislative organ (see below).

In my view, Article 6 is not applicable to the “right” identified by the majority in the instant case and could not therefore have been violated.

The applicant’s legal position, examined by the majority, was defined by ordinary legislation. His alleged right was therefore protected by ordinary legislation. The President of the Supreme Court enjoyed protection from the executive and legislative branches of State. He did not enjoy protection from the Constitution-maker. The majority’s reasoning is intended to demonstrate that the applicant had a “right” not to be removed from the office of President of the Supreme Court under ordinary legislation. However, at the same time the majority – without even discussing the question – decides that the guarantees introduced by a pouvoir constitué can be opposed to the pouvoir constituant. The “right” identified by the majority and the “right” protected by domestic legislation are therefore different. The latter protects only against the pouvoirs constitués, whereas the former is supposed to offer protection also against the pouvoir constituant, under the scrutiny of the European Court of Human Rights.

The majority’s argument is developed as though all the legal rules in the Hungarian legal system had the same hierarchical rank. The question arises, however, how guarantees of stability of tenure derived from ordinary legislation could bind the organ representing the sovereign will of the people when it enacts legal rules that have a higher rank in the legal hierarchy. Unlike rights protected by international treaties, rights granted in the national legal system do not – by their very nature – offer protection against constitutional amendments. If the European Convention on Human Rights is capable of transforming constitutional rights which are not covered by the Convention into supra-constitutional rights, then this should have been clearly explained.

Furthermore, the impugned measures were introduced not by way of ordinary legislation but by way of constitutional laws. The national Constitution is the most fundamental expression of popular sovereignty. Its adoption and subsequent modification require a special procedure, with qualified majorities, which ensures strong legitimacy based on consensus between the main political parties or, at least, particularly wide political support for the majority party. Moreover, popular sovereignty means that, in principle, the people have power to appoint and recall the holders of public power. The constitutional autonomy of the State is a precondition of democratic government.

I note that the Court has hitherto never stated that the Convention requires that judicial review of legislation be introduced. On the contrary, it has endorsed the opposite view. It is worth noting that in Paksas v. Lithuania ([GC], no. 34932/04, § 114, 6 January 2011), the Court explained that

“Article 13 of the Convention, which does not go so far as to guarantee a remedy allowing a Contracting State’s laws as such to be challenged before a national authority on the ground of being contrary to the Convention (see, for example, James and Others v. the United Kingdom, 21 February 1986, § 85, Series A no. 98; Christine Goodwin v. the United Kingdom [GC], no. 28957/95, § 113, ECHR 2002-VI; Roche v. the United Kingdom [GC], no. 32555/96, § 137, ECHR 2005-X; and Tsonyo Tsonev v. Bulgaria, no. 33726/03, § 47, 1 October 2009), likewise cannot require the provision of a remedy allowing a constitutional precedent with statutory force to be challenged ...”.

The Court seems to depart from its own approach in the present case. In certain circumstances at least, judicial review of legal rules would now appear to be a requirement under the Convention.

Furthermore, the majority requires judicial review not only for ordinary legislation but also for constitutional provisions. However, in many democratic countries judicial review of constitutional laws does not exist. In others, it may be limited to the enactment procedure, whereas the content of constitutional laws is immune from judicial review. Exceptionally, the courts may review the substance of constitutional laws (see, for instance, the judgment of the Supreme Court of India of 24 April 1973, in the case of His Holiness Kesavananda Bharati Sripadagalvaru and Ors. v. State of Kerala and Anr., (1973) 4 SCC 225). If the new approach developed by the European Court of Human Rights in the instant case is confirmed in future, this will entail a major transformation of European constitutionalism.

Article 3 of Protocol No. 1 protects the right of citizens to elect a legislative organ. The right to elect a legislative organ is meaningful if that organ enjoys wide legislative powers. This provision is the legal basis for recognising a wide margin of appreciation to the High Contracting Parties under the Convention (see my separate opinion appended to the judgment in Firth and Others v. the United Kingdom, nos. 47784/09 and 9 others, 12 August 2014). This applies a fortiori to the Constitution-making organs, whose decisions are taken under special procedures ensuring broad political legitimacy at national level. However, under the approach adopted in the instant case, the most important expression of popular sovereignty, namely the national Constitution, would now be subject to scrutiny under the Convention by an international court. Moreover, this scrutiny extends to the actual motives for constitutional reforms. The present judgment is an important step towards substantially limiting the constitutional autonomy of the High Contracting Parties.

The majority decided to consider that certain legal positions of State organs are covered by the provisions of the Convention, extending their applicability to State organs. Moreover, legal rules pertaining to judicial independence are interpreted in a manner which seems to transform them into special human rights granted to judges. In this way the Court has extended its jurisdiction to certain public-law disputes between State organs, by trying to characterise them as human rights disputes. This is a major change in the European paradigm of human rights protection and a challenge to the European legal tradition. I am concerned that this approach, consisting in tacitly recognising human rights to State organs, may – in a longer-term perspective – undermine the efficiency of human rights protection in Europe.

[1]. Under section 31(2) of the Transitional Provisions, these provisions formed part of the Fundamental Law. The First Amendment to the Fundamental Law (18 June 2012) and its section 1(1) added point 5 to the Final Provisions of the Fundamental Law, stating that the Transitional Provisions formed part of the Fundamental Law.

[2]. Cardinal Acts require a two-thirds majority to be adopted or changed.

[3]. The Fourth Amendment to the Fundamental Law of 25 March 2013 transferred the text of section 11 of the Transitional Provisions to point 14 of the Final Provisions of the Fundamental Law.

[4]. The First Amendment to the Fundamental Law of 18 June 2012 and its section 1(1) added point 5 to the Final Provisions of the Fundamental Law, stating that the Transitional Provisions formed part of the Fundamental Law.

[5]. Article 258 of the Treaty on the Functioning of the European Union (TFEU) gives the Commission, as guardian of the Treaties, the power to take legal action against a member State which is not respecting its obligations under EU law.

[6]. Adopted by participants from European countries and two international associations for judges at a meeting held in Strasbourg on 8 to 10 July 1998 (organised under the auspices of the Council of Europe). The Charter was endorsed by the meeting of the Presidents of the Supreme Courts of Central and Eastern European countries in Kyiv on 12 to 14 October 1998, and again by judges and representatives from ministries of justice of twenty-five European countries at a meeting held in Lisbon on 8 to 10 April 1999.

[7]. Paragraph 22 of his written submissions of 8 April 2015.

[8]. Zander v. Sweden, 25 November 1993, Series A no. 279‑B. See also paragraph 107 of the present judgment.

[9]. Such a possibility has been discussed in the constitutional-law literature; see, for example, in Germany, Otto Bachof’s seminal Verfassungswidrige Verfassungsnormen? (Tübingen, J.C.B. Mohr/Paul Siebeck, 1951), and Gottfried Dietze, “Unconstitutional Constitutional Norms? Constitutional Development in Postwar Germany” in Virginia Law Review (January 1956) vol. 42, no. 1, pp. 1-22. For an overview outside Europe, see Aharon Barak, “Unconstitutional Constitutional Amendments” in Israel Law Review (2011) vol. 44, pp. 321-41, and Yaniv Roznai, Unconstitutional Constitutional Amendments: A Study of the Nature and Limits of Constitutional Amendment Powers (London School of Economics and Political Science, 2014).

[10]. For a summary description of the discussion, see “Keeping the guardian under control: The case of Hungary”, Report by Krisztina Kovács, 25 July 2013, CDL-JU(2013)006; Gábor Halmai, “Unconstitutional Constitutional Amendments. Constitutional Courts as Guardians of the Constitution?”, Constellations, 2 (2012), pp. 182-203; and the very interesting research paper “Analysis of the Performance of Hungary’s ‘one-party elected’ Constitutional Court Judges between 2011 and 2014”, by the Eötvös Károly Institute, the Hungarian Civil Liberties Union and the Hungarian Helsinki Committee (2014), available online. See also, specifically on the compatibility of the new constitutional provisions with the constitutional principles of the rule of law and the independence of the judiciary in Hungary, CDL-AD(2011)016-e, Opinion on the new Constitution of Hungary adopted by the Venice Commission at its 87th Plenary Session (Venice, 17-18 June 2011), paragraph 140; CDL-AD(2013)012, Opinion 720/2013 of the Venice Commission on the Fourth Amendment of the Fundamental Law of Hungary, Strasbourg 17 June 2013, paragraph 115; and CDL-AD(2012)001, Opinion on Act CLXII of 2011 on the Legal Status and Remuneration of Judges and Act CLXI of 2011 on the Organisation and Administration of Courts of Hungary, adopted by the Venice Commission at its 90th Plenary Session (Venice, 16‑17 March 2012), paragraph 118; CDL-AD(2012)020, Opinion on the Cardinal Acts on the Judiciary that were amended following the adoption of Opinion CDL-AD(2012)001 on Hungary, adopted by the Venice Commission at its 92nd Plenary Session (Venice, 12‑13 October 2012), paragraph 88.

[11]. Decision no. 45/2012. (XII. 29.) AB of the Constitutional Court of the Republic of Hungary (item IV.7), ABK January 2013, 2, 29), and Decision no. 166/2011. (XII. 20.) AB of the Constitutional Court of the Republic of Hungary, ABH 2011, 545.

[12]. Such as is found in Article 112 of the 1814 Norwegian Constitution, Article 139 of the 1947 Italian Constitution, Article 79 § 3 of the 1949 German Basic Law, Article 89 of the 1958 French Constitution, Article 288 of the 1976 Portuguese Constitution and Article 4 of the 1982 Turkish Constitution.

[13]. See Decision no. 22/2012. (V. 11.) AB of the Constitutional Court of Hungary, ABK June 2012, 94, 97: “In the new cases the Constitutional Court may use the arguments included in its previous decision adopted before the Fundamental Law came into force in relation to the constitutional question ruled upon in the given decision, provided that this is possible on the basis of the concrete provisions and interpretation rules of the Fundamental Law, having the same or similar content as the provisions included in the previous Constitution ... The conclusions of the Constitutional Court pertaining to those basic values, human rights and freedoms, and constitutional institutions, which have not been altered in the Fundamental Law, remain valid.”

[14]. See paragraph 55 of the present judgment.

[15]. See paragraph 56 of the present judgment.

[16]. Decisions concerning the Hungarian Financial Supervisory Authority (no. 7/2004. (III. 24.) AB), the Hungarian Energy Authority (no. 5/2007. (II. 27.) AB) and the Hungarian Competition Authority (183/2010. (X. 28.) AB). For instance, in Decision no. 5/2007, the Constitutional Court noted that there had been no re-organisation of the Authority, merely that its competence had been changed without the abolition of the president’s and vice-president’s post.

[17]. Decision no. 7/2004. (III. 24.) AB, cited above.

[18]. Decision no. 183/2010. (X. 28.) AB, cited above.

[19]. See Opinion no. 720/2013, cited above, paragraphs 88-108, for the critique of these changes. The position of the Hungarian Government was based upon the legal opinion of a German scholar, who pleaded for the equal ranking of all constitutional provisions in the Hungarian constitutional framework, and hence denied the possibility of unconstitutional constitutional norms and the Constitutional Court’s remit to control the substantive constitutionality of constitutional provisions, although he allowed for the same possibility in the event of a constitutional amendment that would put at risk the principle of “protection of human dignity” – Grundsatz vom Schutz der Menschenwürde (Rechtsgutachten zur Verfassungs- und Europarechtskonformität der Vierten Verfassungsnovelle zum ungarischen Grundgesetz vom 11./25. März 2013, Prof. Rupert Scholz, Berlin, 18 April 2013).

[20]. Decision no. 12/2013 (V. 24.) AB of the Constitutional Court of Hungary.

[21]. See the report by Krisztina Kovács, cited above, referring to the example of the Supreme Court of India.

[22]. See Vistiņš and Perepjolkins v. Latvia [GC], no. 71243/01, 25 October 2012.

[23]. Gustave Radbruch, “Fünf Minuten Rechtsphilosophie” in Rhein-Neckar-Zeitung, 12 September 1945, and, in English, “Five Minutes of Legal Philosophy” (1945) in Oxford Journal of Legal Studies (2006) vol. 26, no. 1, pp. 13-15.

[24]. See, for example, Campbell and Fell v. the United Kingdom, 28 June 1984, § 80, Series A no. 80; Cooper v. the United Kingdom [GC], no. 48843/99, § 118, ECHR 2003‑XII; and Fruni v. Slovakia, no. 8014/07, § 145, 21 June 2011.

[25]. Decision no. 45/2012, cited above. See also Decision no. 166/2011. (XII. 20.) AB of the Constitutional Court of the Republic of Hungary, ABH 2011, 545. For example, the French Conseil d’État has recognised a judge’s individual right to irremovability since its judgment of 27 May 1949 in the Véron-Réville case (see Gazette du Palais, 10 June 1949, pp. 34-36).

[26]. On Hungary as a dualist system, see Report on the implementation of international human rights treaties in domestic law and the role of courts, adopted by the Venice Commission at its 100th plenary session (Rome, 10-11 October 2014), CDL-AD(2014)036, paragraph 22; Nóra Chronowski and Erzsébet Csatlós, “Judicial Dialogue or National Monologue? The International Law and Hungarian Courts” in ELTE Law Journal (2013‑1), pp. 7-29; Nóra Chronowski, Timea Drinóczi and Ildikó Ernszt, “Hungary” in Dinah Shelton (ed.), International Law and Domestic Legal Systems, Incorporation, Transformation and Persuasion (Oxford University Press, 2011) pp. 259-87; and Anneli Albi, EU Enlargement and the Constitutions of Central and Eastern Europe (Cambridge University Press, 2005) pp. 82-87. But “generally recognised rules of international law” are applied directly in the Hungarian domestic order, according to Article Q (3) of the Fundamental Law. According to the Constitutional Court, the expression “generally recognised rules of international law” used by both the 1949 Constitution and the 2011 Fundamental Law includes universal customary international law, peremptory norms (jus cogens) and general principles of law recognised by civilised nations (see Decision no. 30/1998. (VI. 25.) AB of the Constitutional Court of the Republic of Hungary, ABH 1998, 220).

[27]. Thus, from the perspective of European human rights law, the differentiation between monistic and dualistic countries is a “false problem”. See the excellent text by Andrew Drzemczewski, “Les faux débats entre monisme et dualisme – Droit international et droit français : l’exemple du contentieux des droits de l’homme” in Boletim da sociedade brasileira de direito internacional (January/December 1998) Ano 51, Nos. 113/118, p. 100. He added the following illuminating remark: “Where the Committee of Ministers ... supervises execution of the judgments of the European Court of Human Rights, the fact that a State is monistic or dualist, or whether a State has incorporated the provisions of the [European Convention] into its domestic law, is never taken into account” (author’s underlining).

[28]. This opinion was expressed in the Grand Chamber pleadings.

[29]. To quote Prosecutor General Dupin during the July Monarchy, “un juge qui craint pour sa place ne rend plus la justice” (cited in Marcel Rousselet, Histoire de la magistrature française des origines à nos jours (Plon, Paris) vol. 2, p. 174).

[30]. This point was made during the pleadings before the Grand Chamber.

[31]. See paragraph 150 of the judgment.

[32]. See paragraph 149 of the judgment.

[33]. See paragraph 59 of the judgment.

[34]. Article 1, paragraph b, of the 1949 Statute of the Council of Europe.

[35]. See, in this respect, inter alia, Greer and Wildhaber, “Revisiting the debate about ‘constitutionalising’ the ECtHR” in Human Rights Law Review 12:4 (2012), pp. 655-87; De Londras, “Dual Functionality and the persistent frailty of the European Court of Human Rights” in European Human Rights Law Review (2013) issue 1, pp. 38-46; Arnold, “National and supranational constitutionalism in Europe” in New Millennium constitutionalism: paradigms of reality and challenges, Harutyunyan (ed.) (2013) pp. 121‑34; Sweet, “Sur la constitutionnalisation de le Convention européenne des droits de l’homme: cinquante ans après son installation, la Cour européenne des droits de l’homme conçue comme une Cour constitutionnelle” in Revue trimestrielle des droits de l’homme (2009), pp. 923-44; Levinet, “La Convention européenne des droits de l’homme, socle de la protection des droits de l’homme dans le droit constitutionnel européen”; Gaudin, “Le droit constitutionnel européen, quel droit constitutionnel européen ?” in Annuaire de droit européen (2008) vol. 6, pp. 89-123; Costa, “La Cour européenne des droits de l’homme est-elle une cour constitutionnelle ?” in Mélanges en l’honneur de Jean Gicquet, Montchrestien (ed.) (2007) pp. 1-15; Greer, The European Convention on Human Rights. Achievements, Problems and Prospects (Cambridge University Press, 2006) pp. 172‑73 and 195; Wildhaber, “The role of the European Court of Human Rights: an Evaluation” in Mediterranean Journal of Human Rights (2004) 8, pp. 9-29; Alkema, “The European Convention as a constitution and its court as a constitutional court” in Protection des droits de l’homme, Mélanges à la mémoire de Rolv Ryssdal, Paul Mahoney et al. (eds.) (Carl Heymanns Verlag KG, Cologne, 2000) pp. 541-63; Flauss, “La Cour européenne des droits de l’homme est-elle une cour constitutionnelle ?” in La Convention européenne des droits de l’homme : développements récents et nouveaux défis (Bruylant, Brussels, 1997) pp. 68‑92; and Schokkenbroek, “Judicial review by the European Court of Human Rights: constitutionalism at European level” in Judicial control: comparative essays on judicial review, Bakker et al. (Antwerp-Apeldoorn, Maklu, 1995) pp. 153-65.

[36]. See Anchugov and Gladkov v. Russia, nos. 11157/04 and 15162/05, § 50, 4 July 2013; Sejdić and Finci v. Bosnia and Herzegovina [GC], nos. 27996/06 and 34836/06, §§ 40-41 and 54, ECHR 2009; Dumitru Popescu v. Romania (no. 2), no. 71525/01, § 103, 26 April 2007; and United Communist Party of Turkey and Others v. Turkey, 30 January 1998, § 29, Reports of Judgments and Decisions 1998‑I. Similar principles have been ascertained under the American Convention on Human Rights by the IACtHR, especially since the judgment in “The Last Temptation of Christ” (Olmedo-Bustos et al.) v. Chile (merits, reparations and costs), 5 February 2001, Series C No. 73 (see Mac-Gregor, “The Constitutionalization of International Law in Latin America, Conventionality Control, The New Doctrine of the Inter-American Court of Human Rights” in AJIL Unbound (1 November 2015) and the case-law referred to therein).

[37]. Loizidou v. Turkey (preliminary objections), 23 March 1995, § 75, Series A no. 310. According to Decision no. 61/2011. (VII. 13.) AB of the Constitutional Court of the Republic of Hungary, ABH 2011, 290, 321, it follows from the principle of pacta sunt servanda that the Constitutional Court must follow the Court’s case-law even if it has not been derived from its own precedents. One example of this is Decision no. 4/2013. (II. 21.) AB of the Constitutional Court of the Republic of Hungary, ABH 2013, 188-211, which followed the Court’s judgment in Vajnai v. Hungary (no. 33629/06, ECHR 2008), on criminalisation of the use of the five-pointed red star. Lower courts have also provided excellent examples of this attitude, such as the remarkable Decision 5.Pf.20.738/2009/7 by the Budapest-Capital Regional Court of Appeal, delivered in the Hungarian Guard case.

[38]. The IACtHR has consistently emphasised both the personal-subjective and the institutional-objective aspects of the independence of the judiciary, establishing an intimate relationship between the latter and “essential aspects of the rule of law and the democratic order itself” (Supreme Court of Justice (Quintana Coello et al.) v. Ecuador (preliminary objection, merits, reparations and costs) judgment of 23 August 2013, § 154, Series C No. 266).

[39]. Judgment of the IACtHR in Barrios Altos v. Peru (reparations and costs), 30 November 2001, § 44, Series C No. 87, followed by, inter alia, the judgment in Almonacid Arellano et al. v. Chile (preliminary objections, merits, reparations and costs), 26 September 2006, § 119, Series C No. 154.

[40]. See, mutatis mutandis, Oleksandr Volkov v. Ukraine, no. 21722/11, § 208, ECHR 2013.

[41]. As the IACtHR has quite rightly pointed out, breaches of human rights law may not be whitewashed by a vote of the political majority, even if the vote is democratic and the majority large (judgment of the IACtHR in Gelman v. Uruguay (merits and reparations), 24 February 2011, §§ 238-39, Series C No. 221).

[42]. It is well known that Article 3 of Protocol No. 1, although developed and supplemented through case-law, is more limited in scope than Article 25 of the ICCPR.

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