CASE OF S. AND MARPER v. THE UNITED KINGDOM

Application no. 30562/04 · Delivered 2008-12-04 · ECLI:CE:ECHR:2008:1204JUD003056204 · Languages: EN · EN · FR · IT

Application no.
30562/04
Delivered
2008-12-04
Respondent State
GBR
Conclusion
Violation of Article 8 - Right to respect for private and family life (Article 8-1 - Respect for private life);Non-pecuniary damage - finding of violation sufficient (Article 41 - Non-pecuniary damage;Just satisfaction)
Convention articles
8, 8-1, 8-2, 41, 46, 46-2
Importance
Key case
Original
HUDOC ↗
PresidentJean-Paul CostaJudgeChristos RozakisJudgeNicolas BratzaJudgePeer LorenzenJudgeFrançoise TulkensJudgeJosep CasadevallJudgeGiovanni BonelloJudgeCorneliu BîrsanJudgeNina VajićJudgeAnatoly KovlerJudgeStanislav PavlovschiJudgeEgbert MyjerJudgeDanutė JočienėJudgeJán ŠikutaJudgeMark VilligerJudgePäivi HirveläJudgeLedi BiankuRegistrarMichael O’Boyle
Summary
Preparing…

GRAND CHAMBER

CASE OF S. AND MARPER v. THE UNITED KINGDOM

(Applications nos. 30562/04 and 30566/04)

JUDGMENT

STRASBOURG

4 December 2008

In the case of S. and Marper v. the United Kingdom,

The European Court of Human Rights, sitting as a Grand Chamber composed of:

Jean-Paul Costa, President,

Christos Rozakis,

Nicolas Bratza,

Peer Lorenzen,

Françoise Tulkens,

Josep Casadevall,

Giovanni Bonello,

Corneliu Bîrsan,

Nina Vajić,

Anatoly Kovler,

Stanislav Pavlovschi,

Egbert Myjer,

Danutė Jočienė,

Ján Šikuta,

Mark Villiger,

Päivi Hirvelä,

Ledi Bianku, judges,

and Michael O’Boyle, Deputy Registrar,

Having deliberated in private on 27 February and 12 November 2008,

Delivers the following judgment, which was adopted on the last- mentioned date:

PROCEDURE

There appeared before the Court:

(a) for the Government Mrs E. Willmott, Agent,

Mr Rabinder Singh QC,

Mr J. Strachan, Counsel,

Mr N. Fussell,

Ms P. McFarlane,

Mr M. Prior,

Mr S. Bramble,

Ms E. Rees,

Mr S. Sen, Advisers,

Mr D. Gourley,

Mr D. Loveday, Observers;

(b) for the applicants Mr S. Cragg,

Mr A. Suterwalla, Counsel,

Mr P. Mahy, Solicitor.

The Court heard addresses by Mr Cragg and Mr Rabinder Singh QC, as well as their answers to questions put by the Court.

THE FACTS

I. THE CIRCUMSTANCES OF THE CASE

“... [F]ingerprints and DNA profiles reveal only limited personal information. The physical samples potentially contain very much greater and more personal and detailed information. The anxiety is that science may one day enable analysis of samples to go so far as to obtain information in relation to an individual’s propensity to commit certain crime and be used for that purpose within the language of the present section [section 82 of the Criminal Justice and Police Act 2001]. It might also be said that the law might be changed in order to allow the samples to be used for purposes other than those identified by the section. It might also be said that while samples are retained there is even now a risk that they will be used in a way that the law does not allow. So, it is said, the aims could be achieved in a less restrictive manner ... Why cannot the aim be achieved by retention of the profiles without retention of the samples?

The answer to [these] points is as I see it as follows. First the retention of samples permits (a) the checking of the integrity and future utility of the DNA database system; (b) a reanalysis for the upgrading of DNA profiles where new technology can improve the discriminating power of the DNA matching process; (c) reanalysis and thus an ability to extract other DNA markers and thus offer benefits in terms of speed, sensitivity and cost of searches of the database; (d) further analysis in investigations of alleged miscarriages of justice; and (e) further analysis so as to be able to identify any analytical or process errors. It is these benefits which must be balanced against the risks identified by Liberty. In relation to those risks, the position in any event is first that any change in the law will have to be itself Convention compliant; second any change in practice would have to be Convention compliant; and third unlawfulness must not be assumed. In my view thus the risks identified are not great, and such as they are they are outweighed by the benefits in achieving the aim of prosecuting and preventing crime.”

“If justification for retention is in any degree to be by reference to the view of the police on the degree of innocence, then persons who have been acquitted and have their samples retained can justifiably say this stigmatises or discriminates against me – I am part of a pool of acquitted persons presumed to be innocent, but I am treated as though I was not. It is not in fact in any way stigmatising someone who has been acquitted to say simply that samples lawfully obtained are retained as the norm, and it is in the public interest in its fight against crime for the police to have as large a database as possible.”

II. RELEVANT DOMESTIC LAW AND MATERIALS

A. England and Wales

“Where (a) fingerprints or samples are taken from a person in connection with the investigation of an offence; and (b) subsection (3) below does not require them to be destroyed, the fingerprints or samples may be retained after they have fulfilled the purposes for which they were taken but shall not be used by any person except for purposes related to the prevention or detection of crime, the investigation of an offence, or the conduct of a prosecution. ...

(3) If (a) fingerprints or samples are taken from a person in connection with the investigation of an offence; and (b) that person is not suspected of having committed the offence, they must, except as provided in the following provisions of this section, be destroyed as soon as they have fulfilled the purpose for which they were taken. (3AA) Samples and fingerprints are not required to be destroyed under subsection (3) above if (a) they were taken for the purposes of the investigation of an offence of which a person has been convicted; and (b) a sample or, as the case may be, fingerprint was also taken from the convicted person for the purposes of that investigation.”

B. Scotland

C. Northern Ireland

D. Nuffield Council on Bioethics’ report[2]

III. RELEVANT NATIONAL AND INTERNATIONAL MATERIALS

A. Council of Europe texts

Article 5 – Quality of data

“Personal data undergoing automatic processing shall be

...

(b) stored for specified and legitimate purposes and not used in a way incompatible with those purposes;

(c) adequate, relevant and not excessive in relation to the purposes for which they are stored;

...

(e) preserved in a form which permits identification of the data subjects for no longer than is required for the purpose for which those data are stored.” Article 6 – Special categories of data

“Personal data revealing racial origin, political opinions or religious or other beliefs, as well as personal data concerning health or sexual life, may not be processed automatically unless domestic law provides appropriate safeguards. ...”

Article 7 – Data security

“Appropriate security measures shall be taken for the protection of personal data stored in automated data files against accidental or unauthorised destruction or accidental loss as well as against unauthorised access, alteration or dissemination.”

Principle 2 – Collection of data

“2.1. The collection of personal data for police purposes should be limited to such as is necessary for the prevention of a real danger or the suppression of a specific criminal offence. Any exception to this provision should be the subject of specific national legislation.

...”

Principle 3 – Storage of data

“3.1. As far as possible, the storage of personal data for police purposes should be limited to accurate data and to such data as are necessary to allow police bodies to perform their lawful tasks within the framework of national law and their obligations arising from international law.

...”

Principle 7 – Length of storage and updating of data

“7.1. Measures should be taken so that personal data kept for police purposes are deleted if they are no longer necessary for the purposes for which they were stored.

For this purpose, consideration shall in particular be given to the following criteria: the need to retain data in the light of the conclusion of an inquiry into a particular case; a final judicial decision, in particular an acquittal; rehabilitation; spent convictions; amnesties; the age of the data subject, particular categories of data.”

“3. Use of samples and information derived therefrom

Samples collected for DNA analysis and the information derived from such analysis for the purpose of the investigation and prosecution of criminal offences must not be used for other purposes. ...

...

Samples taken for DNA analysis and the information so derived may be needed for research and statistical purposes. Such uses are acceptable provided the identity of the individual cannot be ascertained. Names or other identifying references must therefore be removed prior to their use for these purposes.

The taking of samples for DNA analysis should only be carried out in circumstances determined by the domestic law; it being understood that in some states this may necessitate specific authorisation from a judicial authority.

...

Samples or other body tissue taken from individuals for DNA analysis should not be kept after the rendering of the final decision in the case for which they were used, unless it is necessary for purposes directly linked to those for which they were collected.

Measures should be taken to ensure that the results of DNA analysis are deleted when it is no longer necessary to keep it for the purposes for which it was used. The results of DNA analysis and the information so derived may, however, be retained where the individual concerned has been convicted of serious offences against the life, integrity or security of persons. In such cases strict storage periods should be defined by domestic law.

Samples and other body tissues, or the information derived from them, may be stored for longer periods

Where the security of the state is involved, the domestic law of the member State may permit retention of the samples, the results of DNA analysis and the information so derived even though the individual concerned has not been charged or convicted of an offence. In such cases strict storage periods should be defined by domestic law.

...”

“47. The working party was well aware that the drafting of recommendation 8 was a delicate matter, involving different protected interests of a very difficult nature. It was necessary to strike the right balance between these interests. Both the European Convention on Human Rights and the Data Protection Convention provide exceptions for the interests of the suppression of criminal offences and the protection of the rights and freedoms of third parties. However, the exceptions are only allowed to the extent that they are compatible with what is necessary in a democratic society.

...

B. Law and practice in the Council of Europe member States

C. European Union

Article 35 – Purpose

“2. ... The Contracting Party administering the file may process the data supplied ... solely where this is necessary for the purposes of comparison, providing automated replies to searches or recording ... The supplied data shall be deleted immediately following data comparison or automated replies to searches unless further processing is necessary for the purposes mentioned ... above.”

Article 5

“Establishment of time-limits for erasure and review

Appropriate time-limits shall be established for the erasure of personal data or for a periodic review of the need for the storage of the data. Procedural measures shall ensure that these time-limits are observed.”

D. Case-law in other jurisdictions

“Of more concern, however, is the impact of an order on an individual’s informational privacy interests. In R. v. Plant, [1993] 3 S.C.R. 281, at p. 293, the Court found that section 8 of the Charter protected the ‘biographical core of personal information which individuals in a free and democratic society would wish to maintain and control from dissemination to the state’. An individual’s DNA contains the ‘highest level of personal and private information’: S.A.B., at paragraph 48. Unlike a fingerprint, it is capable of revealing the most intimate details of a person’s biological make-up. ... The taking and retention of a DNA sample is not a trivial matter and, absent a compelling public interest, would inherently constitute a grave intrusion on the subject’s right to personal and informational privacy.”

E. United Nations Convention on the Rights of the Child of 1989

IV. THIRD-PARTY SUBMISSIONS

THE LAW

I. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION

“1. Everyone has the right to respect for his private ... life ...

A. Existence of an interference with private life

(a) The applicants

(b) The Government

(a) General principles

(b) Application of the above principles to the present case

(i) Cellular samples and DNA profiles

(ii) Fingerprints

B. Justification for the interference

(a) The applicants

(b) The Government

(a) In accordance with the law

(b) Legitimate aim

(c) Necessary in a democratic society

(i) General principles

(ii) Application of these principles to the present case

II. ALLEGED VIOLATION OF ARTICLE 14 TAKEN TOGETHER WITH ARTICLE 8 OF THE CONVENTION

III. APPLICATION OF ARTICLE 41 OF THE CONVENTION

“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”

A. Non-pecuniary damage

B. Costs and expenses

C. Default interest

FOR THESE REASONS, THE COURT UNANIMOUSLY

4. Holds

(a) that the respondent State is to pay the applicants, within three months, EUR 42,000 (forty-two thousand euros) in respect of costs and expenses (inclusive of any tax which may be chargeable to the applicants), to be converted into pounds sterling at the rate applicable at the date of settlement, less EUR 2,613.07 already paid to the applicants in respect of legal aid;

(b) that from the expiry of the above-mentioned three months until settlement simple interest shall be payable on the above amount at a rate equal to the marginal lending rate of the European Central Bank during the default period plus three percentage points;

Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 4 December 2008.

Michael O’Boyle Jean-Paul Costa

Deputy Registrar President

[1]. DNA stands for deoxyribonucleic acid; it is the chemical found in virtually every cell in the body and the genetic information therein, which is in the form of a code or language, determines physical characteristics and directs all the chemical processes in the body. Except for identical twins, each person’s DNA is unique. DNA samples are cellular samples and any subsamples or part samples retained from these after analysis. DNA profiles are digitised information which is stored electronically on the National DNA Database together with details of the person to whom it relates.

[2]. The Nuffield Council on Bioethics is an independent expert body composed of clinicians, lawyers, philosophers, scientists and theologians established by the Nuffield Foundation in 1991. The present report was published on 18 September 2007 under the following title, The Forensic Use of Bioinformation: Ethical Issues.

[3]. An allele is one of two or more alternative forms of a particular gene. Different alleles may give rise to different forms of the characteristic for which the gene codes (World Encyclopedia, Philip’s, 2008, Oxford Reference Online: Oxford University Press).

[4]. The law and practice in Ireland are presently governed by the Criminal Justice (Forensic Evidence) Act 1990. A new bill has been approved by the government with a view to extending the use and storage of DNA information in a national database. The bill has not yet been approved by Parliament.

[5]. The legislative decree of 30 October 2007 establishing a national DNA database was approved by the Italian government and the Senate. However, the decree eventually expired without having been formally converted into a statute as a mistake in the drafting was detected. A corrected version of the decree is expected to be issued in 2008.

Text from our archive (European Court of Human Rights, HUDOC). © Council of Europe / European Court of Human Rights. Reuse permitted with attribution; the Court's translations into languages other than English and French are not authoritative.