CASE OF CASADO COCA v. SPAIN

Peticija Nr. 15450/89 · Priimta 1994-02-24 · ECLI:CE:ECHR:1994:0224JUD001545089 · Kalbos: EN · FR

Peticija Nr.
15450/89
Priimta
1994-02-24
Valstybė atsakovė
ESP
Išvada
No violation of Art. 10
Konvencijos straipsniai
10, 10-1, 10-2
Originalas
HUDOC ↗
PirmininkasR. RyssdalTeisėjasThór VilhjálmssonTeisėjasA. SpielmannTeisėjasN. ValticosTeisėjasE. PalmTeisėjasI. FoighelTeisėjasJ.M. MorenillaTeisėjasJohn FreelandTeisėjasF. BigiKanclerisM.-A. EissenKanclerisH. Petzold
Santrauka
Rengiama…

COURT (CHAMBER)

CASE OF CASADO COCA v. SPAIN

(Application no. 15450/89)

JUDGMENT

STRASBOURG

24 February 1994

In the case of Casado Coca v. Spain[],

The European Court of Human Rights, sitting, in accordance with Article 43 (art. 43) of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention") and the relevant provisions of the Rules of Court, as a Chamber composed of the following judges:

Mr R. Ryssdal, President,

Mr Thór Vilhjálmsson,

Mr A. Spielmann,

Mr N. Valticos,

Mrs E. Palm,

Mr I. Foighel,

Mr J.M. Morenilla,

Sir John Freeland,

Mr F. Bigi,

and also of Mr M.-A. Eissen, Registrar, and Mr H. Petzold, Deputy Registrar,

Having deliberated in private on 29 October 1993 and 26 January 1994,

Delivers the following judgment, which was adopted on the last-mentioned date:

PROCEDURE

The Commission’s request referred to Articles 44 and 48 (art. 44, art. 48) and to the declaration whereby Spain recognised the compulsory jurisdiction of the Court (Article 46) (art. 46). The object of the request was to obtain a decision as to whether the facts of the case disclosed a breach by the respondent State of its obligations under Article 10 (art. 10).

On 24 August and 15 September 1993 the Commission produced various documents which the Registrar had sought on instructions from the President, acting at the Government’s request. In October the Government and the applicant likewise filed several documents.

There appeared before the Court:

Mr J. Borrego Borrego, Head of the Human Rights Legal Service,

Ministry of Justice, Agent;

Mr L.F. Martínez, Delegate;

Mr P. Casado Coca, abogado.

The Court heard addresses by them and also replies to its questions. The Agent of the Government produced certain documents.

AS TO THE FACTS

I. THE CIRCUMSTANCES OF THE CASE

A. The Bar Council proceedings

B. Proceedings in the competent courts

The court dismissed his application on 11 May 1987, holding that the notice in question was a vehicle for advertising and not simply an announcement of information. It appeared beside similar announcements by a driving school and an old people’s home and went beyond the limits laid down in the Bar’s rules, which allowed notices only to announce the setting up of a practice or a change of address; this was not the applicant’s case.

It rejected the ground of appeal based on disregard of the principle that only a statute could define offences and lay down penalties. It did so by reference to the case-law of the Constitutional Court, according to which Article 36 of the Constitution (see paragraph 18 below) makes it permissible for statute law to provide that the rules governing professional associations and the practice of the professions may be laid down by means of regulations. It held that Article 20 did not protect advertising as a fundamental right, because advertising was not a matter of expressing thoughts, ideas or opinions but of announcing the existence of a profit-making business activity.

Moreover, the ban on professional advertising by members of the Bar had legitimate aims, namely to uphold free competition and to protect clients’ interests. In such a case the right in question could be subject to restrictions.

C. Proceedings in the Constitutional Court

It held that the penalty complained of did not infringe the fundamental right to communicate genuine information. The aim of the advertising was connected with the "carrying on of a commercial, industrial, craft or professional activity"; it consisted in "directly or indirectly promoting the conclusion of contracts relating to movable or immovable property, services, rights or obligations", whereas the purpose of the fundamental right defined in Article 20 para. 1 (d) was to enable citizens to "form their beliefs by weighing different or even diametrically opposed opinions and thus taking part in the discussion of public affairs". The ban on advertising professional services did not infringe the fundamental right in question.

II. RELEVANT DOMESTIC LAW

A. General provisions

"1. The following rights shall be recognised and protected:

(a) the right freely to express and disseminate thoughts, ideas and opinions by word of mouth, in writing or by any other means of reproduction;

...

(d) the right to receive and communicate true information by any means of dissemination. The right to invoke the conscience clause and that of professional confidentiality shall be governed by statute.

...

"1. No one may be convicted or punished for any act or omission which at the time it was committed did not constitute, under the legislation in force at that time, a criminal offence, whether serious or petty, or an administrative offence.

..."

"The special features of the legal status of professional associations and the practice of professions requiring a university degree shall be laid down by statute. The internal structure and functioning of associations must be democratic."

According to the case-law of the Constitutional Court, this Article does not preclude a statutory provision that rules governing professional associations and the practice of the professions are to be laid down in administrative regulations (judgments of 20 February and 24 September 1984).

"Professional associations are public-law corporations, protected by law and recognised by the State, enjoying legal personality and having full capacity to act in pursuit of their objectives."

B. Special provisions governing Bars

(a) Regime applicable at the material time

Article 31

"Members of the Bar are not allowed to

(a) announce or circulate information about their services directly or through advertising media, ... or express opinions free of charge in professional journals or other publications or media without permission from the Bar Council;

..."

Articles 107-112 govern the disciplinary powers of Bar councils. An appeal against penalties lies to the National Bar Council (Article 96 para. 1) and subsequently to the competent courts (Article 99).

(b) Proposed new regime

"1. Members of the Bar may advertise their services and practices in accordance with the legislation in force, this Statute and other rules and decisions of the Bar.

(a) comply with the special provisions applicable to practice at the Bar as well as with the current legislation on advertising;

(b) show regard for truth, rigour and exactness without detracting from other members’ advertisements by imitating them or inviting confusion with them, without lapsing into self-praise and comparisons with or denigration of their colleagues and without citing their own professional successes, their clientele or the financial terms on which they provide services; and

(c) request the relevant Bar council’s prior authorisation for the proposed advertisement, specifying its content and the way in which it will be published. The Bar council may grant authorisation, make it subject to certain amendments or refuse it. In all cases, it shall give a reasoned decision that can be challenged in accordance with the procedure laid down in Articles 130 et seq. of this Statute and shall be communicated to the member of the Bar making the request within not more than thirty days of that request, failing which the council shall be deemed to have given its tacit consent.

(a) use a letterhead stating their name, profession and university degrees, or those of their partners, and the name, telephone number and other particulars of their chambers, in the form customarily used by members of the Bar;

(b) affix to the outside of the building in which they have their chambers or their private residence and to the door of their chambers or nearby, a sign or plate announcing their practice, of the size and kind usual in the area of the Bar;

(c) have their status as a member of the Bar included in telephone, fax, telex and other directories;

(d) announce by letter or in the press any changes of address, telephone number or other particulars of their chambers, likewise in the form customarily used by members of the Bar to which they belong; and

(e) take part in conferences and symposia, mentioning their membership of the Bar, publish articles in the specialist and non-specialist press and make statements on radio or television.

(a) Regime applicable at the material time

(i) The 1947 Statute of the Barcelona Bar

Article 18

"Members of the Bar are forbidden to publish notices relating to the practice of their profession as a means of advertising or propaganda."

(ii) The decision of 24 February 1981

"1. General principle

It is forbidden for members of the Bar to undertake any direct or indirect personal advertising intended to attract clients.

...

Members of the Bar may publish small notices in local daily newspapers in order to announce the setting up of their practices or changes in membership or of address, telephone number or telex number.

The size and content of notices must be approved in advance by the Bar Council. They may not appear more than three times during a maximum period of two months.

...

Members of the Bar may publish their names, addresses, telephone numbers and telex numbers, with a brief indication of the type of professional services offered, in professional directories, provided that all members of the Bar have the same access to these.

..."

(b) Subsequent regime

(i) The 1985 Statute of the Barcelona Bar

Article 19 provides:

"1. It is forbidden for members of the Bar to undertake any personal advertising intended to secure clients, whether directly or indirectly.

...

Failure to comply with the provisions of the Statute constitutes serious or minor misconduct, depending on the circumstances, and may lead to penalties being imposed (Articles 94 to 96 of the Statute).

(ii) The 1985 decision of the Barcelona Bar Council

(iii) The rules adopted by the Council of the Catalonia Bars in 1991

The preamble states:

"Advertising by members of the Bar is traditionally considered to be more or less incompatible with professional ethics. However, it is obvious that advertising, provided it does not go beyond certain limits, does not offend the vital principles of the profession’s code of ethics, namely probity and independence. Today information is one of the foundations of democratic countries and a right for users of a service.

..."

Rules 2 and 3 make a distinction in this field:

"Rule 2

Authorised advertising

Members of the Bar may

...

(b) publish documents, circulars or articles on legal subjects, even in publications not specialising in law, bearing their signature and indicating the author’s status as a member of the Bar;

(c) express their personal opinions in the media on subjects of public interest or on cases in which they are involved professionally, taking care at all times to maintain professional secrecy;

(d) publish brochures giving details of their practices, the members of the Bar who work there and the types of case handled. This publicity material must be approved in advance by the Bar Council. They may also publish information circulars on legal topics. The brochures and circulars referred to in this paragraph may be distributed only to clients and not to third parties; ... "

"Rule 3

Unauthorised advertising

Members of the Bar may not advertise otherwise than as allowed under the terms of the preceding Rule. In particular, they may not

(a) advertise their services by making known their professional successes, giving the names of their clients or comparing themselves with other members of the Bar or by allowing others so to act without objecting;

(b) send brochures, circulars or other documents or offer their services to persons other than clients;

...

(e) advertise in the press or on radio or television except as allowed under Rule 2."

PROCEEDINGS BEFORE THE COMMISSION

GOVERNMENT’S FINAL SUBMISSIONS TO THE COURT

"1. that this case does not come within the scope of Article 10 (art. 10); and

AS TO THE LAW

ALLEGED VIOLATION OF ARTICLE 10 (art. 10)

"1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. This article (art. 10) shall not prevent States from requiring the licensing of broadcasting, television or cinema enterprises.

A. Applicability of Article 10 (art. 10)

In its Barthold v. Germany judgment of 25 March 1985 (Series A no. 90, pp. 20-21, para. 42) the Court left open the question whether commercial advertising as such came within the scope of the guarantees under Article 10 (art. 10), but its later case-law provides guidance on this matter. Article 10 (art. 10) does not apply solely to certain types of information or ideas or forms of expression (see the markt intern Verlag GmbH and Klaus Beermann v. Germany judgment of 20 November 1989, Series A no. 165, p. 17, para. 26), in particular those of a political nature; it also encompasses artistic expression (see the Müller and Others v. Switzerland judgment of 24 May 1988, Series A no. 133, p. 19, para. 27), information of a commercial nature (see the markt intern Verlag GmbH and Klaus Beermann judgment previously cited, ibid.) - as the Commission rightly pointed out - and even light music and commercials transmitted by cable (see the Groppera Radio AG and Others v. Switzerland judgment of 28 March 1990, Series A no. 173, p. 22, paras. 54-55).

B. Compliance with Article 10 (art. 10)

(a) "Prescribed by law"

(b) Legitimate aim

(c) "Necessary in a democratic society"

In any case, the penalty imposed on Mr Casado Coca was almost a token one in nature. It in fact sanctioned repeated advertising by Mr Casado Coca, who had already received warnings and reprimands in respect of the notices he had placed in the "miscellaneous advertisements" sections of several newspapers and the circulars he had sent to companies (see paragraphs 7 and 8 above). That being so and where commercial speech was concerned, the Government claimed a considerable margin of appreciation for the relevant authorities.

Nevertheless, the rules governing the profession, particularly in the sphere of advertising, vary from one country to another according to cultural tradition. Moreover, in most of the States parties to the Convention, including Spain, there has for some time been a tendency to relax the rules as a result of the changes in their respective societies and in particular the growing role of the media in them. The Government cited the examples of the Code of Conduct for Lawyers in the European Community (Strasbourg, 28 October 1988) and the conclusions of the Conference of the European Bars (Cracow, 24 May 1991); while upholding the principle of banning advertising, these documents authorise members of the Bar to express their views to the media, to make themselves known and to take part in public debate. In accordance with these guidelines, the new rules on advertising issued by the Council of the Catalonia Bars (4 July 1991) allow the publication of circulars or articles, including in the press (see paragraph 28 above). More recently, the Government have begun to study the draft of the new Statute of the Spanish Bar (see paragraph 23 above), which permits somewhat greater freedom in this sphere.

FOR THESE REASONS, THE COURT

Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 24 February 1994.

Rolv RYSSDAL

President

Marc-André EISSEN

Registrar

In accordance with Article 51 para. 2 (art. 51-2) of the Convention and Rule 53 para. 2 of the Rules of Court, the joint dissenting opinion of Mr Thór Vilhjálmsson and Mrs Palm is annexed to this judgment.

R.R.

M.-A. E.

JOINT DISSENTING OPINION OF JUDGES THÓR VILHJÁLMSSON AND PALM

We agree with the majority of the Chamber that Article 10 (art. 10) of the Convention is applicable in this case and that there has been an interference, which was prescribed by law and had a legitimate aim.

However, with regard to the necessity, we agree with what is said in paragraphs 54-65 of the Commission’s report. Accordingly we find that there has been a violation of Article 10 (art. 10) of the Convention.

[] Note by the Registrar: The case is numbered 8/1993/403/481. The first number is the case's position on the list of cases referred to the Court in the relevant year (second number). The last two numbers indicate the case's position on the list of cases referred to the Court since its creation and on the list of the corresponding originating applications to the Commission.

[] Note by the Registrar: for practical reasons this annex will appear only with the printed version of the judgment (volume 285-A of Series A of the Publications of the Court), but a copy of the Commission's report is available from the registry.

Tekstas iš mūsų archyvo (Europos Žmogaus Teisių Teismo HUDOC duomenų bazė). © Council of Europe / European Court of Human Rights. Reuse permitted with attribution; the Court's translations into languages other than English and French are not authoritative.