CASE OF ZUBAC v. CROATIA

Peticija Nr. 40160/12 · Priimta 2016-10-11 · ECLI:CE:ECHR:2016:1011JUD004016012 · Kalbos: EN · EN · FR · PL · SL

Peticija Nr.
40160/12
Priimta
2016-10-11
Valstybė atsakovė
HRV
Išvada
Violation of Article 6 - Right to a fair trial (Article 6 - Civil proceedings;Article 6-1 - Access to court)
Konvencijos straipsniai
6, 6-1
Originalas
HUDOC ↗
PirmininkasIşıl KarakaşTeisėjasJulia LaffranqueTeisėjasPaul LemmensTeisėjasValeriu GriţcoTeisėjasKsenija TurkovićTeisėjasJon Fridrik KjølbroTeisėjasGeorges RavaraniKanclerisStanley Naismith
Santrauka
Rengiama…

SECOND SECTION

CASE OF ZUBAC v. CROATIA

(Application no. 40160/12)

JUDGMENT

STRASBOURG

11 October 2016

THIS CASE WAS REFERRED TO THE GRAND CHAMBER WHICH DELIVERED JUDGMENT IN THE CASE ON 05/04/2018

This judgment may be subject to editorial revision.

In the case of Zubac v. Croatia,

The European Court of Human Rights (Second Section), sitting as a Chamber composed of:

Işıl Karakaş, President,

Julia Laffranque,

Paul Lemmens,

Valeriu Griţco,

Ksenija Turković,

Jon Fridrik Kjølbro,

Georges Ravarani, judges,

and Stanley Naismith, Section Registrar,

Having deliberated in private on 6 September 2016,

Delivers the following judgment, which was adopted on that date:

PROCEDURE

THE FACTS

I. THE CIRCUMSTANCES OF THE CASE

“... the costs of the proceedings were awarded to the defendants [and assessed] according to ... the value of the dispute indicated by the claimant (HRK 105,000 ‑ (page 58 [of the case-file]) that the [first-instance] court accepted.”
“... the decision on the costs of the proceedings is based on the relevant law and adequate reasons are provided.”
“With regard to section 40(3) of the Civil Procedure Act if, in a situation referred to in subsection 2, it is obvious that the value of the subject matter of the dispute indicated by the claimant is too high or too low, so that an issue arises over jurisdiction over the subject matter, the composition of the court, the type of proceedings, or the right to lodge an appeal on points of law, the court shall quickly and in an appropriate manner verify the accuracy of the value specified, by the latest at the preparatory hearing or, if no preparatory hearing has been held, at the main hearing before the examination of the merits.

It follows that when an action does not concern a sum of money the claimant is obliged to indicate the relevant value of the subject matter of the dispute in the civil action, after which the claimant is not allowed to change the [indicated] value of the dispute. Only a court may set the value of the subject matter of the dispute, ex officio or if an objection is raised by the defendant, if it establishes that the value indicated in the civil action is too high or too low, by the latest at the preparatory hearing or, if no preparatory hearing has been held, at the main hearing before the examination of the merits.

In the present case the value of the subject matter of the dispute indicated in the statement of claim is 10,000 Croatian kunas.

Later on, at the hearing of 6 April 2005, the claimant’s representative indicated the value of the subject matter of the dispute at 105,000 Croatian kunas ... . However, the claimant did not amend the claim at the same time. [Therefore] the first-instance court did not adopt a decision on a new value for the dispute because the procedural requirements under section 40(3) of the CPA [Civil Procedure Act] were not met.

It follows that the relevant value of the subject matter of the dispute is the one indicated by the claimant in the civil action, namely 10,000 Croatian kunas, because the claimant was not allowed to change the indicated value if he did not amend his claim at the same time.”

II. RELEVANT DOMESTIC LAW AND PRACTICE

A. Civil Procedure Act

Section 40

“...

(2) ... when an action does not concern a sum of money, the relevant value shall be the value of the subject matter of the dispute (vrijednost predmeta spora) indicated by the claimant in the civil action (u tužbi).

(3) If, in a situation referred to in subsection 2, it is obvious that the value of the subject matter of the dispute indicated by the claimant is too high or too low, so that an issue arises over jurisdiction over the subject matter, the composition of the court, the type of proceedings, or the right to lodge an appeal on points of law, the court shall quickly and in an appropriate manner verify the accuracy of the value specified, by the latest at the preparatory hearing or, if no preparatory hearing has been held, at the main hearing before the examination of the merits.

(4) If, after the defendant has begun litigation on the merits of the case, it is established that the claimant has failed to indicate the value of the subject matter of the dispute, the first-instance court shall quickly and in an appropriate manner, after giving the parties the opportunity to express their opinion, set the value of the subject matter of the dispute by a decision against which no separate appeal is permitted.

(5) The court shall also proceed in a manner prescribed in subsection 4 after an appeal or an appeal on points of law has been lodged, before sending the case to a higher court for a decision on those remedies.” Section 382

“(1) he parties may lodge an appeal on points of law against a second-instance judgment:

Section 428a

“(1) When the European Court of Human Rights has found a violation of a human right or fundamental freedom guaranteed by the Convention for the Protection of Human Rights and Fundamental Freedoms or additional protocols thereto ratified by the Republic of Croatia, a party may, within thirty days of the judgment of the European Court of Human Rights becoming final, file a petition with the court in the Republic of Croatia which adjudicated in the first instance in the proceedings in which the decision violating the human right or fundamental freedom was rendered, to set aside the decision by which the human right or fundamental freedom was violated.

(2) The proceedings referred to in paragraph 1 of this section shall be conducted by applying, mutatis mutandis, the provisions on the reopening of proceedings.

(3) In the reopened proceedings the courts are required to respect the legal opinions expressed in the final judgment of the European Court of Human Rights finding a violation of a fundamental human right or freedom.”

B. The case-law of the Supreme Court

C. The case-law of the Constitutional Court

THE LAW

I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE CONVENTION

“In the determination of his civil rights and obligations ... everyone is entitled to a fair ... hearing ... by [a] ... tribunal ...”

A. Admissibility

B. Merits

(a) The applicant

(b) The Government

(a) General principles

(b) Application of those principles to the present case

II. OTHER ALLEGED VIOLATIONS OF THE CONVENTION

III. APPLICATION OF ARTICLE 41 OF THE CONVENTION

“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”

A. Damage

B. Costs and expenses

C. Default interest

FOR THESE REASONS, THE COURT

(a) that the respondent State is to pay the applicant, within three months from the date on which the judgment becomes final in accordance with Article 44 § 2 of the Convention, the following amounts, to be converted into Croatian kunas at the rate applicable at the date of settlement:

(i) EUR 2,500 (two thousand five hundred euros), plus any tax that may be chargeable, in respect of non-pecuniary damage;

(ii) EUR 3,450 (three thousand four hundred and fifty euros), plus any tax that may be chargeable to the applicant, in respect of costs and expenses;

(b) that from the expiry of the above-mentioned three months until settlement simple interest shall be payable on the above amounts at a rate equal to the marginal lending rate of the European Central Bank during the default period plus three percentage points.

Done in English, and notified in writing on 11 October 2016, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.

Stanley Naismith Işıl Karakaş

Registrar President

In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the separate opinion of Judges Lemmens, Griţco and Ravarani is annexed to this judgment.

A.I.K.

S.H.N.

JOINT DISSENTING OPINION OF JUDGES LEMMENS, GRIŢCO AND RAVARANI

The first and, in fact, only question before the Supreme Court was whether the judgment of the County Court was open to cassation. The answer to that question would depend, in our view, on the intrinsic nature of that judgment, and not on the characterisation possibly given to it by the County Court itself. It therefore seems perfectly normal to us that the Supreme Court examined whether the claim had a value higher or lower than the statutory threshold of HRK 100,000, without in any way being bound by the County Court’s (implicit) determination in that regard.

Moreover, the characterisation given by the Supreme Court does not seem to be arbitrary or manifestly unreasonable, having regard to the wording of section 40 of the Civil Procedure Act. The Supreme Court applied section 40(2), which refers to the value indicated by the claimant in the document instituting the proceedings. It found that the conditions for changing that value, set out in section 40(3), had not been fulfilled, and thus refused to base its determination of the value of the subject matter of the dispute on the higher value indicated by M.Z. at the hearing of 6 April 2005. There is, in our opinion, even less reason to criticise the Supreme Court’s reasoning as it seems to be in line with its long-standing case law (see the cases mentioned in paragraph 22 of the judgment). We also fail to see how the Supreme Court’s interpretation can be regarded as “excessively formalistic” (see paragraph 40 of the judgment).

It is not for our Court to interpret domestic law. Apart from situations where the interpretation of domestic law by the domestic courts is arbitrary or manifestly unreasonable, the Court should limit itself, as is stated in paragraph 36 of the judgment, to verifying whether the effects of the interpretation adopted are compatible with the Convention. That means, in our case, that the Court should examine whether the inadmissibility of the appeal to the Supreme Court is compatible with the right of access to a court. We find it difficult to accept that the limitation to claims above HRK 100,000 (approximately EUR 13,000) would not pursue a legitimate aim or would be disproportionate. On this point, we would agree with the Government, which stated that one should look at the proceedings as a whole and, in particular, at the fact that the applicant had been able to have her claim examined, in fact and in law, at two levels of jurisdiction (see paragraph 30 of the judgment).

In sum, we consider that the restriction of the applicant’s right of access to the Supreme Court did not violate Article 6 § 1 of the Convention.

The notion of a “general principle of procedural fairness” has not, to our knowledge, hitherto appeared in the case-law of the Court. It is far from clear to us whether this principle, “inherent” in Article 6 § 1, is in any way different from the right to a fair hearing, explicitly guaranteed by that Article. Neither do we see what its exact relationship is to the right of access to a court, the only right of Article 6 § 1 at issue in the complaint.

Be that as it may, we do not see how the Supreme Court can be accused of placing “the burden of errors made by the lower courts” on the applicant.

The majority refer to three judgments in which the Court has held that the risk of any mistake made by a State authority must be borne by the State, and errors must not be remedied at the expense of the individual concerned. These judgments concern a decision to declare an application inadmissible as being served on the respondent party out of time, even though it had been the court bailiff’s responsibility to effect service (Platakou v. Greece, no. 38460/97, § 39, ECHR 2001‑I), a decision to declare a request by a party to a court inadmissible as being lodged out of time, even though the delay had mainly resulted from the conduct of another court in transferring the request to the competent court (Freitag v. Germany, no. 71440/01, § 41, 19 July 2007), a court’s failure to properly serve an order, so that it became final without ever reaching the applicant, and a decision to declare an appeal against another order inadmissible as being lodged out of time, even though the court had made a mistake regarding the date on which the appeal had been lodged (Šimecki v. Croatia, no. 15253/10, § 46, 30 April 2014). In all those cases the applicants were procedurally penalised for errors made by organs of the State, for which they should have borne no responsibility whatsoever.

The present case is, in our opinion, of a very different nature. If the applicant had to pay the costs of the proceedings before the lower courts based on HRK 105,000 being the value of the subject matter of the dispute, it is because her predecessor, M.Z., had indicated during the hearing of 6 April 2005 that that was the correct value. It is true that domestic law did not allow M.Z. to increase the value of the subject matter of the dispute in the course of the proceedings, that the lower courts apparently did not declare M.Z.’s conduct unlawful and instead followed his approach, and that it was only the Supreme Court that noticed that M.Z. had acted in violation of section 40 of the Civil Procedure Act, However, that does not take away the fact that the initial error in the case was committed by the applicant’s predecessor, not a State organ.

The fact that the lower courts did not correct the error made by M.Z. did in our opinion not create an “expectation”, protected under Article 6 § 1 of the Convention, that his appeal to the Supreme Court would be declared admissible (compare paragraph 39 of the judgment).

Even if the applicant, understandably, is unhappy with such an outcome, we do not consider that that makes the limitation of the right to appeal to the Supreme Court incompatible with Article 6 § 1 of the Convention.

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